Occasionalism
Occasionalism
Daisie Radner
The seventeenth-century doctrine known as occasionalism arose in response to a
perceived problem. Cartesian philosophy generated the problem and provided the
context for the answer. In the Cartesian ontology, mind and matter are
substances totally different in nature. Souls or minds have modes of thought but
not modes of extension; bodies have modes of extension but not of thought.
Modes are properties that affect or modify substances. A substance with a
particular mode can be conceived as not having this mode, but the mode cannot
be conceived apart from the particular substance of which it is the mode. The
modes of each substance belong to that substance alone and cannot belong to any
other substance.1 Each mind has its own thoughts, that is, its own perceptions
and volitions, and they are numerically distinct from the thoughts of every other
mind. Likewise, each body has its own figure, and each moving body has its own
motion. Even when two bodies are said to have the same shape, the mode which
is the figure of one body is numerically distinct from the mode which is the
figure of the other.
In the 1640s, the following question was put to Descartes by Pierre Gassendi
and again by Princess Elizabeth of Bohemia: how can the human mind act on the
human body, and the body on the mind, if they are two substances totally
different in nature? Descartes responds to Gassendi by dismissing the question:
The whole problem contained in such questions arises simply from a
supposition that is false and cannot in any way be proved, namely that, if
the soul and the body are two substances whose nature is different, this
prevents them from being able to act on each other.2
To Elizabeth, he acknowledges that the question is a fair one. He appeals to the
notion of the union of soul and body, ‘on which depends our notion of the soul’s
power to move the body, and the body’s power to act on the soul and cause
sensations and passions’.3 He considers the notion of the union of soul and body
to be a primitive notion and does not attempt to analyse it.
What belongs to the union of the soul and the body can be known only
obscurely by pure intellect or by intellect aided by imagination, but it can
be known very clearly by the senses. That is why people who never
philosophize and use only their senses have no doubt that the soul moves
the body and that the body acts on the soul.4
The problem of mind-body interaction stems not from the Cartesian dualism per
se, but from the dualism together with a certain view of efficient causation.
Statements of this view are found in Descartes’s Third Meditation and Second
Replies. ‘There is nothing in the effect which was not previously present in the
cause, either in a similar or in a higher form.’5 The reason why what is in the
effect must preexist in the cause is that the cause communicates reality to the
effect. ‘For where, I ask, could the effect get its reality from, if not from the
cause? And how could the cause give it to the effect unless it possessed it?’6 How
can the body cause sensations and passions in the soul, when it contains no such
modes either in a similar or in a higher form? How can the soul move the body?
Even if the soul is considered to contain motion in a higher form in so far as it
has the idea of motion, how does the soul give reality to the body’s motion?
The causation of motion is no less problematic in the action of one body upon
another. Consider the instance in which a moving body B comes into contact
with a smaller body C, which is at rest. According to Descartes’s fifth rule of
impact, body B ‘transfers’ part of its motion to C, as much of it as would permit
the two bodies to move at the same speed.7 In a letter to Henry More, Descartes
admits that ‘motion, being a mode of a body, cannot pass from one body to
another’.8 If no literal transference of motion occurs, then how does the moving
body produce motion in the body moved?
Descartes never explicated the concept of communication of reality. To the
philosophers we are about to consider, there seemed to be only two ways in
which a cause could give to an effect something that it possessed in itself: either
the cause transfers something from itself to the effect, or else it creates
something in the effect comparable with what it has in itself. A created substance
cannot transfer anything from itself to another substance, since everything in it is
a mode of it, and the modes of one substance cannot be modes of another. The
only way in which one substance can cause a change in another is by creating a
new mode in the other substance. If a mode comes into existence and no created
substance has the power to create it, then it must have been produced by God.
Occasionalism may be characterized in general as the view that causal efficacy
belongs to God instead of to creatures. A being with causal efficacy is one
having the power to produce a substance or a mode of substance. Occasionalism
may be either partial or complete in the extent to which causal efficacy is denied
to creatures. In partial occasionalism, at least some created substances have the
power to modify themselves or other things. Some modes are produced by
creatures; the rest are produced directly by God on the occasion of certain
creatures being in certain states. A complete occasionalist denies that created
substances have any causal efficacy whatever. In complete occasionalism, no
creature has the power to bring any mode into existence, either in itself or in
another thing. All modes are produced directly by God on the occasion of certain
creatures being in certain states.
Who was the first Cartesian philosopher to advocate occasionalism? Descartes
himself sometimes uses the word ‘occasion’ to describe the body’s action on the
soul. For example, he writes in the Treatise on Man that, when the nerve fibres
are pulled with a force great enough to separate them from the parts to which
they are attached, they ‘cause a movement in the brain which gives occasion for
the soul…to have the sensation of pain’.9 Descartes ought not on this account to
be taken for an occasionalist, however. He does not assert that God produces the
sensation on the occasion of the body’s motion, but only that the motion gives
occasion for the soul to have the sensation. There is no textual evidence that he
tied the notion of giving occasion to a denial of causal efficacy. As Gouhier
observes, for Descartes ‘occasion’ is a word of ordinary language rather than a
substitute for the word ‘cause’.10
There are hints of occasionalism in the work of the German Cartesian
philosopher Johannes Clauberg (1622–65). In De corporis et animae in homine
conjunctione, published in 1664, Clauberg argues that since the effect cannot be
nobler than the cause the movements of the body are only procatarctic causes,
which give occasion to the mind as principal cause to elicit ideas that are
potentially in it. He also claims that the soul does not produce movement in the
body but only directs it as a coachman directs a carriage. Nevertheless, the key
element of occasionalism, the assignment of causal efficacy to God in specific
instances, is missing in his writings.11
Occasionalism has three originators: Louis de La Forge (1632–66); Géraud de
Cordemoy (1626–84); and Arnold Geulincx (1624–69). La Forge was the first
Cartesian to use the term ‘occasional cause’.12 His Traitté de l’esprit de l’homme
appeared at the end of 1665, although it carries the publication date of 1666.
According to a contemporary, Jacques Gousset, La Forge disclosed his
occasionalist opinion about 1658.13 Cordemoy’s Discernement du corps et de
l’âme was published in 1666. At the beginning of the Fifth Discourse, on the
union of the mind and the body and how they act on each other, he remarks that
he told some friends about his ideas seven or eight years earlier. Battail takes this
as evidence that Cordemoy’s occasionalism was already mature in 1658 or
1659.14 Thus La Forge and Cordemoy developed and published their
occasionalist views at the same time. It is possible that there was communication
between these two philosophers.15 But there is no evidence of any actual meeting.16
Neither author refers to the other. According to the editor of Clauberg’s Opera,
Clauberg corresponded with La Forge.17 La Forge refers to Clauberg in the
Traitté, but not in reference to occasionalism.
Geulincx’s occasionalism is in the Ethica, the first part of which was
published in 1665, and in the Metaphysica vera, published posthumously in 1691.
There is no evidence of influence in either direction between Geulincx on the
one hand and La Forge and Cordemoy on the other. According to Vleeschauwer,
occasionalism was present in Geulincx’s work in 1652, and his system was fixed
by 1664. Although it is possible that Clauberg could have influenced him in the
consolidation of his system, Geulincx could not have known about the ideas of
La Forge and Cordemoy before he published his own.18 Influence in the other
direction, from Geulincx to La Forge and Cordemoy, is equally untenable: there
is no evidence that either of them was familiar with his work.19
While there is some question about the influence of the early occasionalists on
one another, it is undeniable that at least some of them were sources for the
occasionalist system of Nicolas Malebranche (1638–1715). Malebranche cites
Cordemoy’s Discernement in his own Search after Truth.20 He had a copy of La
Forge’s Traitté in his library.21 Although his occasionalism has affinities to that
of Geulincx, there is no evidence that Malebranche read Geulincx’s Ethica or
Metaphysica vera. He never refers to Geulincx, and these books were not in his
library, although he did have a copy of Geulincx’s Saturnalia seu questiones
quodlibeticae.
When Malebranche devised his theory of causation, he was very much in tune
with the times. His achievement is best understood when viewed against a
historical background. Thus, before I turn to Malebranche’s occasionalism, I
shall sketch the occasionalist positions of La Forge, Cordemoy and Geulincx.
LA FORGE
Louis de La Forge was born in La Flèche and lived in Saumur, where he
practised medicine. He collaborated with Clerselier on the 1664 edition of
Descartes’s Treatise on Man, adding his own Remarques. He has been called the
physiologist of Cartesianism.22 The full title of his treatise reveals his main
concern: Traitté de l’esprit de l’homme, de ses facultez et fonctions, et de son
union avec le corps, suivant les principes de René Descartes. La Forge saw
himself as a disciple of Descartes, but he was dissatisfied with Descartes’s
cursory treatment of the mind-body problem. He sought to complete Descartes’s
system by providing an account of the nature of the mind-body union. A union,
he says, is a relation by which two things are considered as constituting one in a
certain manner. The union of mind and body is a relation of mutual dependence
between the actions and passions of one substance and the actions and passions of
the other. Motions in the body make the mind perceive, and the mind’s volitions
make the body move.23
How do the passions of the mind depend on the actions of the body and vice
versa? La Forge says that it is ‘as equivocal cause that the mind by its thought
constrains the body to move, and that the body in moving gives occasion to the
mind to produce some thought’.24 The term ‘equivocal cause’ is not a synonym
for ‘occasional cause’. Equivocal causes are contrasted with univocal causes: a
cause is univocal when its effect resembles it, equivocal when its effect does not
resemble it. Unlike the term ‘occasional cause’, the term ‘equivocal cause’ is
applicable to God as well as to creatures. ‘For God is no less the creator of all
things, and artisans creators of their works, though all these things are only the
equivocal causes of these effects.’25
Occasional causes are contrasted with real (i.e. efficacious) causes. La Forge
uses the term ‘occasional cause’ in discussing the causation of ideas. There are,
he says, two causes of ideas, ‘the one principal and real, the other remote and
merely occasional’.26 He goes on to say that bodies
can be at most only the remote and occasional cause of them, which by
means of the union of mind and body constrains the faculty we have of
thinking, and determines it to the production of those ideas of which it is
the principal and real cause.27
An occasional cause, then, is something that determines the real cause to produce
the effect. From the passage just quoted, it is evident that La Forge is not a
complete occasionalist, for he grants that the mind has causal efficacy with
respect to its own ideas. A few pages later, he identifies the mind’s causal power
with its will: ‘Thus we must not doubt that there exists in the mind an active power
that produces and forms ideas which it perceives voluntarily, and we must be
certain that this power is its will.’28
The problem of causation extends beyond the interaction of mind and body. It
also includes the action of one body upon another.
If I said that it is no more difficult to conceive how the mind of man,
without being extended, can move the body, and how the body, without
being a spiritual thing, can act on the mind, than to conceive how a body
has the power to move itself and to communicate its motion to another
body, I do not think I would find credence in the minds of many people; yet
there is nothing more true.29
It is evident that bodies communicate motion to one another, but not so evident
how this is accomplished.
Do our senses teach us how motion can pass from one body into another?
Why does only part of it pass, and why cannot a body communicate its
motion in the same way as a master communicates his knowledge, without
losing anything of what he gives?30
For his causal analysis of the communication of motion, La Forge follows
Descartes in distinguishing motion, or the transport of a body from one vicinity
to another, from the force that transports the body. Motion is ‘a mode, which is
not distinct from the body to which it belongs, and which can no more pass from
one subject into another than the other modes of matter, nor befit a spiritual
substance’.31 Moving force is not in moving bodies. ‘If a body cannot move
itself, then in my opinion it is evident that it cannot move another. And thus
every body in motion must be impelled by a thing entirely distinct from it, which
is not body.’32 Moving force is not in bodies, because the idea of extension is not
involved in its concept. ‘Thus we have reason to believe that the force which
moves is no less really distinct from matter than thought is, and that it pertains as
well as it to an incorporeal substance.’33
Human minds lack the force to move matter, not because minds are
incorporeal, but because matter is already moved by its creator. In creating
bodies, God produces them at rest or in motion. No creature, whether spiritual or
corporeal, can make a body change its place ‘if the creator does not do it himself,
for it is he who produces this part of matter in place A’.34 Not only must God
continue to create a body if it is to persevere in being; he must also ‘put it
himself in place B if he wills that it should be there; for if he put it anywhere else,
no force would be capable of dislodging it’.35
God is thus ‘the first, universal, and total cause’ of all motions in the world.36
Bodies and minds function as ‘particular causes of these same motions…by
determining and obliging the first cause to apply his moving force upon bodies
upon which he would not have exercised it without them’.37 God’s moving force
is determined by bodies in accordance with the laws of motion, and by minds
according to the extent to which bodily movement is subject to the will; ‘the
force that bodies and minds have of moving consists in that alone.’38
Some commentators claim that La Forge was reluctant to embrace
occasionalism.39 Their main textual evidence is the following statement:
‘Nevertheless, you ought not to say that God does everything, and that the body
and the mind do not really act upon each other.’40 This statement need not be
taken to mean that the mind and the body are causally efficacious with regard to
each other, however. La Forge goes on to explain why it is incorrect to say these
things: ‘For if the body had not had such a motion, the mind would never have
had such a thought, and if the mind had not had such a thought, perhaps also the
body would never have had such a motion.’41 This reason is quite compatible
with an occasionalist account of the mind-body relation. In occasionalism, God’s
productive activity is determined by certain creatures being in certain states. The
mind would not have a certain thought if the body did not have a certain motion,
because God would not have produced that thought were it not for the body’s
motion. Likewise, the body would not move in a certain way if the mind lacked a
certain thought, because God does not give the body that motion unless the mind
has that thought. The mind and the body ‘really act upon each other’ in the sense
that each plays a decisive role in what happens to the other.
CORDEMOY
Géraud de Cordemoy was born in Paris in 1626. Originally a lawyer, he served
as lecteur to the Grand Dauphin. His philosophical works include Le
Discernement du corps et de l’âme (1666); Lettre écrite à un sçavant religieux
de la Compagnie de Jésus, dated 5 November 1667 and published in 1668;
Discours physique de la parole (1668); and two small Traités de métaphysique,
published in 1691, seven years after his death.
Cordemoy had close ties with the Cartesian school. His Discours de l’action
des corps, which appears as the second discourse in the Discernement, was first
published in the 1664 edition of Descartes’s Le Monde. Cordemoy explicitly
defends Descartes in the Lettre écrite à un sçavant religieux, the aim of which is
‘to show that all that Monsieur Descartes has written concerning the system of the
world, and concerning the soul of beasts, seems to be drawn from the first chapter
of Genesis’.42
Although he is generally in agreement with Cartesian principles, Cordemoy
diverges from Descartes’s teaching on atoms and the void. According to
Cordemoy, matter is an aggregate of indivisible extended substances. He bases
his atomism on the metaphysical principle that substances, as unities, are
indivisible. ‘I say that each body is an extended substance, and consequently
indivisible; and that matter is an assemblage of bodies, and consequently
divisible into as many parts as there are bodies,43 By his terms, the human body
is not really a body but matter. Nevertheless, he follows common usage in
referring to it. We call it a body, he explains, because the arrangement of its parts
leads us to regard it as a single thing.44
Like La Forge, Cordemoy sees the problem of mind-body interaction as part
of a larger problem of causation, which also includes the action of one body upon
another. The following statement in the Discernement echoes La Forge’s in the
Traitté: ‘Unquestionably, it is no more difficult to conceive the action of minds
upon bodies, or that of bodies upon minds, than to conceive the action of bodies
upon bodies,45 A moving body collides with a body at rest. The first body stops
moving; the second one starts. That, says Cordemoy, is all we see. The belief
that the first body gives motion to the second is a prejudice, which comes from
judging things solely by what we see. A moving body cannot communicate its
motion to another body, ‘for the state of one body does not pass into another’.46
‘It is evident that the motion of each is only a manner of being of it, which, not
being separable from it, cannot in any way whatsoever pass into the other.’47
To cause motion is an action. An action can be continued only by the agent
that began it. Thus the cause of motion in bodies is the agent that began to move
them. This first mover of bodies is not a body; for if it were, it would have
motion of itself. But no body has motion of itself, because a body would still be a
body if it lost all its motion, and a thing does not have of itself what it can lose
without ceasing to be what it is. Since there are just two sorts of substances, mind
and body, and the first mover of bodies is not a body, it must be a mind. This
mind continues to move bodies.48 Thus, when body B, in motion, collides with
body C, which is at rest, C is moved after the collision by the same cause that
moved B before, namely, by the mind that first set bodies in motion. The
collision is ‘an occasion for the mind that moved the first to move the second’.49
The true cause of motion is insensible, and we are often content to stop at what
we see. In such cases, we say that the motion of bodies is explained by the fact
that other bodies collided with them, ‘thus alleging the occasion for the cause’.50
The human body is moved by the same mind that moves all other bodies. We
observe that when we will to move our body in a certain way, it moves
accordingly. But we also know that motions occur in our body in the absence of
volitions, and that motions sometimes fail to occur even though we will them.
Hence our will is neither necessary nor sufficient for bodily movement. Our
weakness shows us that we do not cause motion simply by willing it. This
impotence of our will is due to our being dependent on something else for our
existence.
But if we consider that this permanent defect of our mind comes only from
its not being through itself, and that if it were through itself, it would lack
nothing, so that all that it willed would exist; we would readily apprehend
that there is a first Mind, who, being through himself, needs only his will in
order to do everything; and that, nothing being lacking to him, as soon as
he wills that what is capable of being moved should be in motion, that
must necessarily happen.51
God exercises his power according to laws he has laid down: laws of collision
between bodies; and, between minds and bodies, laws by which certain motions
in the body are followed by certain perceptions in the mind, and volitions of the
mind are followed by bodily movements.52 Although bodies do not really cause
motion, one body can be said to act upon another, ‘when on its occasion, this
other body begins to be arranged or moved otherwise than it was previously’.53 A
body can be said to act upon a mind if this body, or a mode of it, is perceived by
the mind, ‘so that on its occasion, this mind has thoughts that it did not have
previously’.54 A mind can be said to act on a body if, as soon as the mind wills
that the body should be moved in a certain direction, the body is so moved. One
can say that our mind acts on our body, even though
it is not really our mind that causes the movement…. And, as one is
obliged to acknowledge that the collision of two bodies is an occasion for
the power that moves the first to move the second, one should have no
difficulty in conceiving that our will is an occasion for the power that
already moves a body to direct its movement in a certain direction
corresponding to this thought.55
In the Discernement, Cordemoy deprives bodies of all causal efficacy, and
human minds of the power to move bodies. In the Discours physique de la
parole, he adds that minds do not cause any of their own perceptions: ‘It is as
impossible for our souls to have new perceptions without God, as it is impossible
for bodies to have new motions without him,’56 Thus Cordemoy is a more
complete occasionalist than La Forge, who allowed the mind the power to
produce its own ideas.
Does the mind have any causal efficacy with respect to its volitions?
Cordemoy takes up this question in the second Traité de métaphysique, ‘That
God does everything real in our actions, without depriving us of our liberty’.
Bodies, he says, are capable of being acted upon, but not of acting. Minds are
capable of both passions and actions. Their perceptions are their passions; their
volitions are their actions. God causes the actions of minds, just as he causes
their passions.
And, as it cannot be said that the passions of minds are his passions, but only
that they are the passions of minds, it cannot be said that the actions of
minds are his actions, but only that they are the actions of minds.57
When the mind wills, God causes the volition, but it is still the mind that wills.
God has made all things for himself. Bodies do not know this end, but minds
do and thus need action to pursue it. God gives minds an unceasing desire for
this end, and an inclination to choose a means to it. When presented with several
alternatives, minds can resolve not to choose, or they can deliberate and then
decide on one. This resolution or this decision ‘is an action, which in truth would
not be in them without God, but which is their action, and not God’s’.58 Because
it is theirs, they can be held responsible for it. God produces all that is real in the
willing situation, but ‘if the minds have chosen badly, it is a fault of which they
alone are guilty. God has made…what suffices to act well, and the minds have
not used the power that he put into them.’59
GEULINCX
Arnold Geulincx was born in Antwerp. He was a professor of philosophy at the
University of Louvain from 1646 until 1658, when he was dismissed for
unspecified reasons.60 He moved from Belgium to the Netherlands and converted
to Calvinism. With some difficulty, he obtained a position at the university in
Leyden, first as reader, then as professor extraordinarius. He died of the plague
in 1669, at the age of 45. The first complete edition of the Ethica appeared in
1675. Geulincx’s occasionalist views are found in this work, as well as in the
Metaphysica vera, published in 1691.
Geulincx’s philosophy is a synthesis of Cartesianism and Jansenism. Cartesian
elements include the cogito, the dualism and the inertness of matter. From
Jansenism comes the theme of human impotence. Occasionalism provides an
analysis of human impotence in terms compatible with Cartesian metaphysics.
Geulincx’s treatment of occasionalism is less systematic than that of either La
Forge or Cordemoy. In particular, he pays little attention to the problem of
interaction between bodies. As a moral philosopher, he is concerned more with
the ethical implications of occasionalism than with the elaboration of it as a
causal theory.
Geulincx argues against the causal efficacy of created things, using a principle
which he says is evident in itself: Quod nescis quomodo fiat, id non facis—if you
do not know how it is done, you do not do it. He applies this principle to bodies
as well as to minds. Material objects cannot cause sentiments in minds, because
they are res brutae, brute things, with no thought of any kind. Lacking
knowledge, they cannot know how sentiments are produced. Minds do not cause
sentiments in themselves, since they, too, are ignorant of how it is done.
Sentiments are produced in the mind by a thinking being, one that has the
knowledge needed to make them. This being acts through the mediation of the
human body, giving the mind a diversity of sentiments as the body is diversely
affected.61
The mind cannot cause movement in the body, not even so-called voluntary
movement, for the mind does not know how it is accomplished. Most people are
entirely ignorant of the nerves and pathways through which motions are
communicated from the brain to the limbs. Those who learn anatomy and
physiology were able to move their limbs before they gained such knowledge,
and they move them no better afterwards. This shows that it is not by one’s own
knowledge that one’s limbs are moved. The author of my bodily movement, then,
is a being other than myself.62 I want my body to move in a certain manner, as in
talking or walking; ‘thereupon certain parts of my body are moved, not in fact by
me, but by the mover’.63 ‘Certainly, it is never done, strictly speaking, because I
will, but because the mover wills.’64
In the Annotations to the Ethica, Geulincx compares the mind and the body to
two clocks:
My will does not move the mover to move my limbs; but the one who has
imparted motion to matter and has laid down the laws to it, the same one
has formed my will and thus has closely united these very dissimilar things
(the motion of matter and the determination of my will), so that, when my
will wishes, motion of the desired kind is present, and, on the contrary,
when the motion is present, the will has willed it, without any causality or
influx from one to the other. Just as with two clocks that agree with each
other and with the daily course of the sun: when one sounds and indicates
the hours to us, the other sounds in the same way and indicates the same
number of hours to us; not because there is any causality from one to the
other, but because of the mere dependence, in which both are constructed
by the same art and by similar activity.65
The analogy of two clocks has an obvious affinity to the analogy later used by
Leibniz.66 Leibniz uses the analogy to differentiate three systems: interactionism,
occasionalism and his own system of pre-established harmony. Geulincx, by
contrast, has only two alternatives in mind: interactionism and occasionalism. In
Leibniz’s version of occasionalism, the craftsman continually adjusts the clocks
to keep them in agreement. In Geulincx’s version, the clockmaker ensures
agreement by the way in which he constructs the clocks. In this respect, the
occasionalism of Geulincx is like the pre-established harmony of Leibniz.
Geulincx’s occasionalism is unlike Leibniz’s system in that God acts directly
on the mind and the body, producing changes in one corresponding to the
changes he produces in the other. This aspect is not brought out in the analogy of
the two clocks. It is illustrated by another analogy, which Geulincx presents just
before his clock analogy. A baby in a cradle wants to be rocked. If the cradle
rocks, it does so not because the baby wills it, but because his mother or nurse
rocks it. Just as the cradle rocks in accordance with the baby’s wish, though it is
rocked by someone else, so, too, our limbs move in accordance with our will, but
the movement is caused by a will other than our own.
Having made the point that God is the one who produces voluntary motion,
Geulincx introduces the analogy of the clocks to illustrate a further aspect of
occasionalism, namely, the regularity of God’s action. The two clocks stay in
agreement, even though there is no causal connection between them, because
their maker acts according to general laws. Geulincx says in the Ethica that God
produces his effects ‘according to laws most freely established by him and
depending solely on his decision’.67 He adds that if my tongue moves at the
command of my will, but the earth does not tremble at my command, the sole
difference is that God decided that the first movement should occur when I will
it, but not the second. In the annotation to this passage, he evokes the clock
metaphor: God has willed and arranged that when the clock of my will sounds,
the clock of my tongue sounds also, whereas he has not arranged a similar
agreement between the clock of my will and the clock of the earth.68
The human condition consists in being an embodied mind, that is, a mind
united to a body in such a way that it seems to act on and to be acted on by it.69
Nevertheless, we have no more causal efficacy with respect to our own bodily
movements than we have with respect to the rising and setting of the stars or the
ebb and flow of the sea. ‘Thus, I am a mere spectator of this machinery. I make
nothing in it, I amend nothing in it; I neither construct nor destroy anything. All
that is the work of a certain other.’70 ‘I can, in this world, do nothing outside
myself…. I merely look on this world.’71 I am not, however, a mere spectator of
my own volitions. To will or not to will is my deed. I have the power to conform
my will to Reason or to refuse to do so. The greatest freedom is achieved by
willing what Reason prescribes and not willing what it prohibits.72
MALEBRANCHE
The occasionalist movement culminates in the work of Nicolas Malebranche, a
priest of the congregation of the Oratory. Although he accepted the Cartesian
ontology of substance and mode, mind and matter, Malebranche did not hesitate
to depart from Descartes’s teaching when reason or experience demanded it. His
disagreement with Descartes is most explicit on the questions of the nature of
ideas and the laws of motion.
Like La Forge, Malebranche was dissatisfied with Descartes’s refusal to
explicate the union of mind and body. One cannot dismiss the question simply by
saying that experience plainly shows that the body and the mind act on each
other. Experience teaches that the mind feels pain when the body is injured, but
not that the body has any power to act upon the mind.73 It is not enough to say
that the body and the mind interact by virtue of their union. ‘The word “union”
explains nothing. It is itself in need of explanation.’74 Moreover, it cannot be part
of the explanation that the mind and the body become capable of the same sorts
of modifications.
Each substance remains what it is, and as the soul is incapable of extension
and movement, so the body is incapable of sensation and inclinations. The
only alliance of mind and body known to us consists in a natural and
mutual correspondence of the soul’s thoughts with the brain traces, and of
the soul’s emotions with the movements of the animal spirits.75
Malebranche’s arguments for occasionalism are found in a number of his writings,
especially The Search after Truth, first published in 1674–5 (the Elucidations
were added in the third edition of 1677–8); Méditations chrétiennes et
métaphysiques (1683); and Dialogues on Metaphysics and on Religion (1688). He
considers all cases of alleged causal action by created things: bodies acting on
bodies; bodies acting on minds; minds acting on bodies; minds acting on
themselves to produce sentiments, ideas and volitions. He rejects each of them in
turn.
Malebranche gives two types of argument against the causal efficacy of
bodies. The first proceeds from the premise that material substance is passive by
nature. The only kinds of properties that pertain to extension are figure and
motion. As extended things, bodies have the passive faculty of receiving such
modes, but they lack the active faculty of producing them. ‘A mountain, a house,
a rock, a grain of sand, in short, the tiniest or largest body conceivable does not
have the power to move itself.’76 Moreover, no body has the power to produce
ideas or sentiments in a mind. ‘Do you think that a figure can produce an idea,
and a local movement an agreeable or disagreeable sentiment?’77
The second type of argument has the form of reductio ad absurdum. Suppose
that bodies had a power to act or to bring about change. The exercise of this
power would involve some state of affairs that is incompatible with the Cartesian
ontology. Malebranche uses this form of argument against the human body as
cause of sensations in the mind, and also against one body as cause of another
body’s motion. Suppose that the human body acquired a power to act on the
mind by virtue of its union with the mind. This power would have to be either a
substance or a mode. If it is a substance, then the mind is acted on by this
substance and not by the body. If the power is a mode, then there is a mode of
extension which is neither figure nor motion. But this is impossible.
Consequently, the body can have no power of acting on the mind.78 Similarly,
suppose that bodies in motion have moving force in themselves and that they
communicate this force to bodies they encounter. This would involve the
transference of a mode from one substance to another, which is impossible. ‘If the
moving force belonged to the bodies in motion, it would be a mode of their
substance; and it is a contradiction that modes go from substance to substance.’79
‘If it is a mode, it is a contradiction that it passes from one body into another,
since the mode is only the substance in such and such a manner.’80
Malebranche gives a further reason why bodies could not communicate
moving force even if they had it: ‘For the bodies that collide communicate their
motion with a regularity, a promptitude, a proportion worthy of an infinite
wisdom.’81 In some passages, he suggests that bodies would need knowledge in
order to exercise their alleged power in a manner appropriate to the
circumstances:
For it is evident that a wisdom, and an infinite wisdom, is necessary in
order to regulate the communication of motions with the precision, the
proportion, and the uniformity that we see. Since a body cannot know the
infinite bodies that it meets at every turn, it is obvious that even if one
supposes some knowledge in it, it could not itself have brought about, in the
instant of collision, the distribution of the moving force that transports it.82
But suppose that this body really had the force to move itself. In what
direction will it go? At what degree of speed will it move itself?…I even
grant that this body has enough freedom and knowledge to determine its
movement and the degree of its speed: I grant that it is master of itself. But
take care,…for, supposing that this body finds itself surrounded by an
infinity of others, what will become of it when it encounters one of which
it knows neither the solidity nor the size?83
Any similarity here between Malebranche and Geulincx is only superficial. For
Geulincx, the mere fact that bodies lack knowledge is sufficient to deprive them
of causal efficacy. Malebranche’s point is not that bodies need knowledge in
order to produce motion per se, but that they need it in order to produce motion
with the regularity that it actually exhibits. No explanation of this regularity can
be found in the nature of bodies, even if one supposes them to have moving
force.
Moving force, the power to move bodies, lies not in bodies but in their creator.
Like La Forge, Malebranche defends this position by appeal to the Cartesian
doctrine of continuous creation and the principle that to create a body is to create
it at rest or in motion.
Creation does not pass: the conservation of creatures is on the part of God
simply a continued creation, simply the same volition which subsists and
operates unceasingly. Now, God cannot conceive, nor consequently will,
that a body be nowhere or that it not have certain relations of distance with
other bodies. Hence, God cannot will that this chair exist and, by his
volition, create or conserve it without His placing it here or there or
elsewhere. Hence, it is a contradiction that one body be able to move
another.84
When God creates individual substances, he wills that they exist in certain
manners, that is, he wills that they have certain modes. Rest consists in an
unchanging relation of distance to other bodies; motion, in a changing relation of
distance. A body must have one or the other of these modes. So long as God creates
a body in motion, nothing can bring that body to rest; so long as he creates it at
rest, nothing can set it in motion.
No power can transport it where God does not transport it, nor fix or stop it
where God does not stop it, unless it is because God accommodates the
efficacy of His action to the inefficacious action of his creatures.85
Finite minds do not have the power to move bodies. Like Cordemoy,
Malebranche denies causal efficacy to created minds on the ground that there is
no necessary connection between their volitions and the occurrence of what is
willed. A true (i.e. efficacious) cause is ‘one such that the mind perceives a
necessary connection between it and its effect’.86 There is such a relation
between God’s will and its effects, for it follows from the idea of God as an
omnipotent being that whatever he wills necessarily takes place. It is a
contradiction that God wills my arm to be moved and it remains motionless.
There is no necessary connection, however, between my will and the movement
of my arm; no contradiction is involved in the statement that I will to move my
arm but it does not move. Thus I am not the true cause of the movement.87
Minds are equally impotent with regard to their own sentiments, and for the
same reason: there is no necessary connection between the mind’s volition to
have a certain sentiment and its having that sentiment. This is shown by the fact
that we often feel otherwise than we wish to feel. ‘But it is not my soul either
that produces in itself the sensation of pain that afflicts it, for it feels the pain in
spite of itself.’88
Malebranche also denies causal efficacy to minds on the ground that they lack
the knowledge required to produce their alleged effects. He argues in this way
against the mind as cause of ideas and of bodily movements. In both contexts,
the argument is based on the Cartesian principle that the mind can will only what
it knows, or, as Descartes puts it, ‘we cannot will anything without understanding
what we will’.89 The structure of the argument is as follows. If the mind
produces X, then it does so by willing that X exist. In order to will that X exist,
the mind must know what X is. But the mind does not know what X is. Hence
the mind cannot produce X. With regard to ideas, Malebranche writes: ‘I deny
that my will produces my ideas in me, for I do not see even how it could produce
them, because my will, which is unable to act or will without knowledge,
presupposes my ideas and does not produce them.’90 This argument figures in the
case for the vision in God. When we wish to think of some object, the idea of that
object becomes present to the mind. The mind cannot have produced the idea,
for in order to form the idea of an object, one must already have an idea of it, an
idea which does not depend on the will.91
When the knowledge argument is applied against the mind as cause of bodily
movement, the premise needs more elaboration. I will to move my arm and my
arm moves. I know what I will in the sense that I have the idea of my arm
moving. But this idea does not contain sufficient information to enable me to
will the movement into existence. My arm moves by a complex physiological
process. Animal spirits pass through certain nerve ducts toward muscles in the
arm, distending and contracting them, thereby moving the arm in a particular
way. In order to produce the motion by an act of will, it is not enough for me to
will that the end result occur. I must will the physiological process in all its
detail. And in order to will the process, I must know what it is. Yet people who
do not know that they have animal spirits, nerves and muscles move their limbs
perfectly well, often better than those most learned in anatomy. This observation
appears in The Search after Truth and in the Méditations chrétiennes et
métaphysiques. In the latter, the Word goes on to ask: ‘Can one do, can one even
will, what one does not know how to do?’92 In the Search, Malebranche goes on
to conclude:
Therefore, men will to move their arms, and only God is able and knows
how to move them. If a man cannot turn a tower upside down, at least he
knows what must be done to do so; but there is no man who knows what must
be done to move one of his fingers by means of animal spirits.93
Here Malebranche is close to Geulincx. Geulincx’s axiom was: ‘If you do not
know how it is done, you do not do it.’ Malebranche, too, speaks of knowing how
something is done, and he equates this with knowing how to do it. In
Malebranche, however, the principle clearly hinges on the Cartesian principle
that knowing is a necessary condition of willing, and as such it applies
exclusively to beings having a faculty of will. To be sure, Malebranche applies
the principle to bodies, as we saw earlier; but he does so only on the supposition
that bodies are endowed with something akin to will.
Does the mind have causal efficacy with respect to its volitions? Like
Cordemoy, Malebranche insists that God produces all that is real in the willing
situation. Will is the natural impression that carries us toward the good in
general.94 Malebranche compares the mind’s inclinations to the motions of
bodies. Like corporeal motion, an inclination of the mind requires a force to
produce it; and like the moving force of bodies, the ‘willing force’ of souls is the
action of God’s will.95 God creates us with an inclination toward whatever
appears good to us, or with an invincible desire to be happy. He also gives us all
our agreeable and disagreeable perceptions. When we perceive a real or apparent
good, we have a natural inclination toward it, and God produces this particular
inclination in us. As the creator of minds, God is the true cause of all their
modes, both perceptions and inclinations. The mind’s only power is that of
giving or suspending consent to its inclinations. In doing so, it produces no new
mode in itself. ‘I have always maintained that the soul was active; but that its
acts produce nothing material, or bring about by themselves, by their own
efficacy, no new modalities, no material change, either in the body or in itself.’96
In suspending consent, we judge that a particular good will not make us truly
happy. Herein lies our freedom.
The principle of our freedom is that as we are made for God and are joined
to Him, we can always think of the true good or of goods other than those
of which we are actually thinking —we can always withhold our consent
and seriously examine whether the good we are enjoying is or is not the
true good.97
GENERAL LAWS
Occasionalism has both a positive and a negative side. The negative side is the
denial of causal efficacy to created things. The positive side is the attribution of
causal efficacy to God. It is tempting to dismiss the positive side as
philosophically uninteresting. As true cause, God produces effects by willing
them into existence, a process that is at bottom incomprehensible, as Malebranche
himself admits:
The saints, who see the divine essence, apparently know this relation, the
efficacious omnipotence of the creator’s volitions. For our part, although we
believe it by faith, although we are persuaded of it by reason, the necessary
connection of the act with its effect is beyond our comprehension; and in
this sense we have no clear idea of his power.98
The positive side of occasionalism has more to it, however. God produces
effects, but he does so according to general laws, on the occasion of certain
creatures being in certain states. All of the occasionalists refer to general laws of
divine causation, but Malebranche’s exposition of the lawlike manner of God’s
action is by far the most thorough.
God is a general cause as well as a true cause. He is a true cause, in that his
will is efficacious by itself: there is a necessary connection between a divine
volition and its object. God is a general cause, in that he produces effects by
general volitions rather than by particular volitions. Malebranche distinguishes
between general and particular volitions as follows:
I say that God acts by general volitions, when he acts according to the
general laws that he has established…. I say, on the contrary, that God acts
by particular volitions, when the efficacy of his will is not determined by
some general law to produce some effect.99
A general volition is a volition that effects of type E occur whenever conditions
of type C are present. Examples of general volitions are the volition that minds
feel pain whenever the bodies to which they are joined are disturbed in certain
ways, and the volition that whenever bodies collide, motion is distributed in
certain proportions according to their mass, speed and direction. A particular
volition, by contrast, is simply a volition that a particular effect occur, for
instance that a certain mind feel pain, or that a body move in a certain way,
irrespective of the circumstances.
A true cause can act either by general volitions or by particular volitions. That
God is a true cause follows from his omnipotence. That he is a general cause
follows from his wisdom and immutability. It shows more wisdom to achieve a
variety of effects by following a set of laws selected in advance than to achieve
the same variety by introducing a separate volition for each effect. Moreover, the
former way of acting bears the character of immutability, since it is uniform and
constant, whereas the latter requires changes of conduct at every turn.100 Aside
from the initial creation of the world, God acts by particular volitions only when
such conduct expresses his goodness or justice better than action by general
volitions expresses his wisdom and immutability. This happens ‘only on certain
occasions that are entirely unknown to us’.101
God’s general laws are in principle discoverable, at least in rough outline.
They fall into two main categories: laws of nature and laws of grace. The laws of
nature are known through reason and experience. They include (1) laws of the
communication of motion, according to which motions are produced in animate
and inanimate bodies; (2) laws of the union of soul and body, for the production
of voluntary movements in human bodies and of sentiments in human minds; and
(3) laws of the union of soul with God or universal Reason, by which we
perceive ideas in God. The laws of grace are learned from Scripture. They include
(4) laws giving angels power over bodies, for the distribution of temporal goods
and ills; and (5) laws giving Jesus Christ power over minds and bodies, for the
distribution of temporal and eternal goods.102
Each of the five sets of laws has a specific type of occasional cause associated
with it. An occasional cause is a state of affairs that determines what particular
effect will be brought about in a given case. The desires of Jesus and the angels
are occasional causes in the realm of grace: God moves bodies as the angels
wish, and he gives sentiments of grace to people as Jesus wishes. In the realm of
nature, occasional causes are discoverable by examining the circumstances under
which the effects take place and noting the regularities.
God never moves bodies unless they are struck; and when they are struck,
he always moves them. The soul never feels the pain of a prick unless the
body is pricked, or unless there occurs in the brain the same disturbance as
if the body were pricked; and God always makes the soul feel the pain of a
prick when the body is pricked, or when there occurs in the brain the same
disturbance as if the body were pricked. God never moves my arm, except
when I have the volition to move it; and God never fails to move it, when I
have the volition that it move.103
The impact of bodies is the occasional cause that determines the efficacy of the
laws of motion. Motions in the human body and volitions in the mind are the
occasional causes determining the efficacy of the laws of the union of soul and
body. As for the laws of the union of soul with God, the occasional cause is the
soul’s desire or attention. ‘The soul’s desire is a natural prayer that is always
fulfilled, for it is a natural law that ideas are all the more present to the mind as
the will more fervently desires them.’104
There is some overlap in the scope of application of the three sets of natural
laws. The mind has both pure and sensible perceptions of ideas in God. It has
pure perceptions on the occasion of its attention, according to the laws of the
union of soul with God. It has sensible perceptions on the occasion of brain
traces of sensible objects, according to the laws of soul-body union.105 In some
situations one set of laws takes precedence; in other situations, another set. For
example, when we are distracted from our study of geometry by a loud noise, our
minds are modified according to the laws of soul-body union. Were the
distraction not present, the desired perceptions would be given to us according to
the laws of the union of soul with universal Reason.
Similarly, our bodies have both voluntary and involuntary motions. The
former are produced according to the laws of soul-body union; the latter,
according to the laws of the communication of motion. God moves my arm when
and only when I wish it to move, provided that there is not some countervailing
circumstance that determines him to act otherwise according to the laws of
motion. For instance, the sight of an impending fall may set off a chain of
physiological events leading to the involuntary raising of an arm. Such
mechanical actions often cannot be prevented by an act of will, but sometimes
they can. Indeed, for Malebranche, one of the strongest indications of the
absence of soul in animals is their inability to halt the mechanical operations of
their bodies. Dogs cry out when they are injured. This shows, Malebranche says,
not that they have souls but that they lack them;
for a cry is a necessary effect of their machine’s construction. When a man
in full health fails to cry out when he is injured, it is a sign that his soul is
resisting the operation of its machine. If he had no soul and if his body
were in the right state, certainly he would always cry when injured. When
our arm is to be bled, we all feel it withdraw mechanically when it is
pricked—unless the soul is there to resist.106
Malebranche admits, then, that sometimes my arm moves without my willing it
to move. Yet elsewhere he says that God moves my arm whenever I will it, and
only when I will it. There is no contradiction between these two claims. One is a
statement of observation; the other is a simplified description of a general
volition of God. We do not actually observe that our arms move when and only
when we will them to move. We do, however, observe that there is an association
between our volitions and the movement of our limbs; and on the basis of this
association, we infer that this is one of the laws according to which motion is
produced in human beings. The fact that my arm sometimes moves in the
absence of any volition on my part shows that this law is not the only one by
which such motion is produced. Sometimes another type of occasional cause
determines the efficacy of another of God’s general volitions to produce the
same sort of effect.
In addition to the laws of nature, God must also have higher-order general
volitions for determining which set of laws is operative when two sets overlap in
scope. Malebranche does not explicitly assert that God has such higher-order
volitions, but it is implicit in his discussion of the interrelations among the
different sets of natural laws. ‘Thus,’ he writes in the Second Elucidation of the
Search,
provided that our capacity for thought or our understanding is not taken up
by the confused sensations we receive upon occasion of some bodily
event, whenever we desire to think about some object the idea of that
object is present to us; and as experience teaches us, this idea is clearer and
more immediate as our desire is stronger or our attention more vivid and as
the confused sensations we receive through the body are weaker and less
perceptible.107
When attention and bodily sensations compete as occasions for the production of
perceptions in the mind, the winner is the one with greater relative strength. If
attention is strong and sensation is weak, then the perceptions are produced
according to the laws of the union of soul with universal Reason. If attention is
weak and sensation is strong, then God gives the mind perceptions according to
the laws of the union of soul and body.
One of the laws of soul-body union is ‘that all the soul’s inclinations, even
those it has for goods that are unrelated to the body, are accompanied by
disturbances in the animal spirits that make these inclinations sensible’.108 The
soul can alter the operation of the body ‘only when it has the power of vividly
imagining another object whose open traces in the brain make the animal spirits
take another course’.109 Thus, when there is competition between physiological
conditions and the soul’s inclinations as possible occasional causes of certain
classes of bodily motions, the strength of the soul’s sentiment of the desired good
determines whether the effect happens according to the laws of motion or
according to those of soul-body union.
Does occasionalism have any merit as a philosophy of science? So long as one
focuses exclusively on the assignment of causal power to God, it seems that
occasionalism cuts off any serious attempt at causal explanation. For any
particular effect E, the answer to the question ‘What produced E?’ is always the
same, namely God. But there is more to causal explanation than citing the
productive cause—even for an occasionalist. A causal explanation of a particular
effect must show why this effect occurred rather than some other. Such an
explanation has not been provided if the explanans works equally well for
anything else that might have happened instead. Suppose one wants to know why
linen dries when it is placed near the fire.
I shall not be a philosopher [Malebranche says] if I answer that God wills
it; for one knows well enough that all that happens, happens because God
wills it. One does not ask for the general cause, but for the particular cause
of a particular effect. I ought therefore to say that the small parts of the fire
or of the agitated wood, hitting against the linen, communicate their motion
to the parts of water on it, and detach them from the linen; and then I shall
have given the particular cause of a particular effect.110
Instead of closing the door to scientific investigation of the causes of natural
events, occasionalism clarifies the topic of inquiry; one is looking not for causal
powers, but for conditions that determine the efficacy of natural laws.
Since all natural effects are produced by general volitions of God, and since
the general volitions that constitute the laws of nature are discoverable by reason
and experience, every part of the natural world is in principle amenable to
scientific inquiry. Malebranche offers little hope for a science of mind; for he
insists that we know our own minds only through our inner feeling of what takes
place in us, and other minds only by analogy with our own.111 He does, however,
lay the foundation for an empirical science of human behaviour. According to
Cartesian doctrine, animal behaviour is ultimately explainable by the laws of
motion alone, whereas human behaviour is not. For Malebranche, human
behaviour is explainable by a judicious combination of the laws of motion with
those of soul-body union.
There are affinities between the mechanisms of animal and human behaviour.
In both animals and humans, there is a natural connection between brain traces
and the motion of the animal spirits. Different patterns of behaviour are
associated with different brain traces. There are two kinds of brain traces: natural
and acquired. Natural traces are common to all members of a species and can
never be completely destroyed. Acquired traces are gradually lost unless they are
reinforced by continual application of the conditions that originally gave rise to
them. When acquired traces incline an individual toward behaviour contrary to
that which is characteristic of its species, the individual tends to revert to its
natural behaviour. The natural traces
have, so to speak, secret alliances with other parts of the body, for all the
organs of our machine help maintain themselves in their natural state. All
parts of our bodies mutually contribute to all the things necessary for this
conservation, or for the restoration of natural traces. And so they cannot be
completely erased, and they begin to revive just when one believes they
have been destroyed.112
In addition to the natural connection between brain traces and motions of animal
spirits, there are also, in human beings, natural connections between these bodily
occurrences and mental states. Malebranche gives the following example. When
we see a wounded person, animal spirits flow into the part of our body
corresponding to the injured part in the other person. This bodily sympathy is the
occasional cause of a feeling of compassion, which excites us to help the other
person. The same sort of process gives rise to feelings of compassion towards
animals.113 Although Malebranche wholeheartedly accepts the Cartesian beastmachine
doctrine, he considers the human tendency to socialize with animals as
part of the institution of nature, and he seeks to explain it in terms of the same
laws as other human behaviours. Brain traces in the master, when he sees his dog
wagging its tail, lead him to feel that his dog knows and loves him. On the
occasion of these traces, animal spirits take their course into his arm to pat his
dog and to share food with it.
Man would not be precisely as he is, the doleful looks and pleasing
movements of the dog would not naturally produce any sentiment in the
soul of man, or any motion in the course of his animal spirits, if God had
not willed to establish a liaison between man and dog.114
According to Malebranche, all human behaviour is motivated by pleasure.
One can love only that which pleases…. It is thus certain that all men,
righteous or unrighteous, love pleasure taken in general, or will to be
happy; and that it is the sole motive that determines them to do generally
all that they do.115
All passions, including those springing from the perception of some evil, are
accompanied by ‘a certain sensation of joy, or rather of inner delight, that fixes
the soul in its passion’.116 Malebranche defines the passions of the soul as
‘impressions from the Author of nature that incline us toward loving our body
and all that might be of use in its preservation’.117 They are interconnected, by
the institution of nature, with bodily states. ‘The passions are movements of the
soul that accompany those of the spirits and the blood, and that produce in the
body, by the construction of the machine, all the dispositions necessary to sustain
the cause that gave birth to them.’118 One cannot rise above one’s passions
simply by resolving not to be affected by the things that occasion them, as the
Stoics advise. It is ridiculous to tell people not to be upset at the death of a family
member or delighted at success in business, ‘for we are tied to our country, our
goods, our parents, and so on, by a natural union that does not now depend on our
will’.119 Given the way the mind-body union is set up, the only effective way to
counter the passions is to substitute other pleasures for theirs. ‘The false delight
of our passions, which makes us slaves to sensible goods, must be overcome by
joy of mind and the delight of grace.’120 No love is disinterested, not even the
love of God. We love God because he makes us solidly happy. Grace enables us
not merely to know but to feel that God is our good. ‘For the grace of Jesus
Christ, by which one resists disorderly pleasures, is itself a holy pleasure; it is the
hope and foretaste of supreme pleasure.’121
LEIBNIZ’S OBJECTION
Seventeenth-century works against occasionalism include Doutes sur le systême
physique des causes occasionnelles (1686) by Bernard le Bovier de Fontenelle;
and Antoine Arnauld’s Dissertation sur les miracles de l’ancienne loi, and his
Réflexions philosophiques et théologiques sur le nouveau système de la nature et
de la grace, both published in 1685. The main objections in these works are that
the manner of acting ascribed to God is unworthy of him; that causal efficacy is
no less intelligible in created things than in God; and that creatures need causal
power in order to determine the efficacy of God’s general volitions. The most
well-known, though not necessarily the most devastating, objection to
occasionalism is that it involves a perpetual miracle. This is Leibniz’s objection.
I shall pass over the objections of Fontenelle and Arnauld here and consider only
Leibniz’s.122
Leibniz agrees with the occasionalists that interactionism involves the
transference of modes from one substance to another and consequently must be
rejected as inconceivable. ‘Speaking with metaphysical rigor, no created
substance exerts a metaphysical action or influence upon another. For…it
cannot be explained how anything can pass over from one thing into the
substance of another.’123 Occasionalism, too, he finds unsatisfactory.
But problems are not solved merely by making use of a general cause and
calling in what is called the deus ex machina. To do this without offering
any other explanation drawn from the order of secondary causes is,
properly speaking, to have recourse to miracle.124
When reminded that the God of the occasionalists produces his effects according
to general laws, Leibniz responds that, even so, ‘they would not cease being
miracles, if we take this term, not in the popular sense of a rare and wonderful
thing, but in the philosophical sense of that which exceeds the powers of created
beings’.125
I admit that the authors of occasional causes may be able to give another
definition of the term, but it seems that according to usage a miracle differs
intrinsically and through the substance of the act from a common action,
and not by an external accident of frequent repetition, and that strictly
speaking God performs a miracle whenever he does something that
exceeds the forces which he has given to creatures and maintains in
them.126
Leibniz presents occasionalism as though its proponents believed that miracles
were rare events, and as though their only defence against the charge of invoking
miracles is that the effects occur frequently. This is an oversimplification of the
occasionalist position. In the Réponse aux Réflexions philosophiques et
théologiques de Mr. Arnauld sur le Traité de la nature et de la grace (1686),
Malebranche observes that the term ‘miracle’ is equivocal. In its most common
usage, it means ‘a marvel which surprises us, and which we admire because of
its novelty’. In its precise philosophical sense, it means ‘all effects which are
not natural, or which are not results of natural laws’.127 Natural laws are God’s
general volitions. ‘Thus, whether an effect is common or rare, if God does not
produce it according to his general laws, which are the natural laws, it is a true
miracle.’128 In other words, a miracle in the second sense is something produced
by a particular rather than a general volition of God. Occasionalism does not
invoke miracles in either of these senses to explain ordinary events. God could,
Malebranche says, produce the most common effects by particular volitions, in
which case they would be miracles in the second sense. But God does not do so.
Instead, he produces them according to general laws. Even marvels are produced
in this manner, according to laws giving angels power over bodies; they are
miracles in the first sense but not in the second.129
In Malebranche’s second or philosophical sense, the miraculous is opposed to
the natural. The same is true of Leibniz’s philosophical sense. The two
philosophers disagree, however, on what counts as being natural. According to
Malebranche, natural effects are those that are produced in accordance with
natural laws. Leibniz finds this characterization inadequate: ‘It is not enough to
say that God has made a general law, for besides the decree there is also
necessary a natural means of carrying it out.’130 Malebranche could reply that
there is indeed a natural means of carrying it out: the efficacy of the natural laws
is determined by occasional causes. The latter can and should be cited as the
natural and particular causes of the effects in question. This answer will not
satisfy Leibniz. When he says that there must be a natural means of executing the
decree, he means that ‘all that happens must also be explained through the nature
which God gives to things’.131 For Leibniz, the natural is that which pertains to
the nature of created things, and the nature of created things is identified with their
power to act.132 For Malebranche, by contrast, natural laws are simply laws
according to which events are regularly produced. They can be specified without
ascribing natures to individual things and without attributing metaphysical
powers to them. In this respect, Malebranche’s view of natural laws is closer to
the modern conception than Leibniz’s is.
Does Leibniz misrepresent the occasionalist hypothesis? In some passages, he
characterizes God’s action in occasionalism as interference or meddling in the
natural course of events. In the Postscript of a Letter to Basnage de Beauval (3/
13 January 1696), where he introduces the analogy of two clocks to differentiate
interactionism, occasionalism and pre-established harmony, he says that the
system of occasional causes is like ‘making two clocks, even poor ones, agree’
by turning them over to a skilled artisan ‘who adjusts them and constantly sets
them in agreement’.133 Similarly, in his response to Bayle’s criticisms of the New
System (1698), he says that the occasionalists explain the correspondence
between soul and body ‘as if a man were charged with constantly synchronizing
two bad clocks which are in themselves incapable of agreeing’.134 It seems that
the workman’s action is needed, not to make the clocks run per se, but to keep
them running in agreement. Without constant adjustments, the clocks would still
run, albeit badly. Analogously, were it not for God’s continual meddling, the
mind and the body would each follow a different course. In the correspondence
with Arnauld, Leibniz presents the system of occasional causes ‘as though God
on the occasion of occurrences in the body aroused thoughts in the soul, which
might change the course that the soul would have taken of itself without that’.135
For it introduces a sort of continual miracle, as though God were constantly
changing the laws of bodies, on the occasion of the thoughts of minds, or
changing the regular course of the thoughts of the soul by arousing in it
other thoughts, on the occasion of the movements of bodies.136
In so far as he suggests that creatures would act on their own if God did not
intervene, Leibniz misrepresents occasionalism. True, Malebranche does say that
the human body would behave in certain ways—for instance, it would cry out
whenever it was injured—if the soul did not resist. If the body behaves in one
way when the soul resists and in another way when such resistance is absent, this
is not because the body moves itself by one set of laws whereas God moves it by
another set. God moves the body in both cases: in the one case, according to the
laws of motion alone; in the other, by the laws of the union of soul and body.
Leibniz claims that in occasionalism God changes the laws of bodies on the
occasion of the thoughts of minds. A more accurate statement of the occasionalist
position is this: God acts on the body solely according to the laws of motion,
except when the mind has certain kinds of thoughts, in which case he acts by the
laws of soulbody union. To Leibniz, the suspension of one set of laws in favour
of another set is a miracle. Thus, in addition to the perpetual miracle of God’s
direct action on creatures, there is a further perpetual miracle, having to do with
the manner of God’s action. The decision to act according to one set of laws
rather than another set is not grounded in the nature of individual things;
therefore, by Leibniz’s definition, it is miraculous. By Malebranche’s definition,
however, it is not miraculous but natural, since there are laws for which set of
laws applies in a given situation, and these higher-order laws are in principle
discoverable, just as are the laws of motion and those of soul-body union.
NOTES
The following abbreviations are used in the notes:
AT C.Adam and P.Tannery (eds) Oeuvres de Descartes [10.1]
CSM J.Cottingham, R.Stoothoff and D.Murdoch (trans.) The
Philosophical Writings of Descartes [10.2]
GP C.I.Gerhardt (ed.) Die philosophischen Schriften von Gottfried
Wilhelm Leibniz [10.55]
LO T.M.Lennon and P.J.Olscamp (trans.) The Search after Truth
and Elucidations of the Search after Truth [10.36]
OC A.Robinet (ed.) Oeuvres complètes de Malebranche [10.35]
1 Descartes, Principles of Philosophy, Pt I, 56, 61. AT 8A: 26, 29–30; CSM 1: 211,
213–14. Descartes to ***, 1645 or 1646. AT 4:348–9; Philosophical Letters [10.3],
186–7.
2 Appendix to Fifth Objections and Replies, AT 9A: 213; CSM 2:275.
3 Descartes to Elizabeth, 21 May 1643, AT 3:665; Philosophical Letters [10.3], 138.
4 Descartes to Elizabeth, 28 June 1643, AT 3:691–2; Philosophical Letters [10.3],
141.
5 Second Replies, AT 7:135; CSM 2:97.
6 Third Meditation, AT 7:40; CSM 2:28.
7 Principles, Pt 2, 50, AT 8A: 69.
8 Descartes to More, August 1649, AT 5:404; Philosophical Letters [10.3], 258.
9 AT 11:144; CSM 1:103. See also The World, AT 11:5–6; CSM 1:82; Optics, AT 6:
114; CSM 1:166; Notae in Programma, AT 8B: 360.
10 Gouhier, [10.42], 83–7.
11 Hermann Müller argues for this position in Müller [10.11].
12 Gouhier [10.42], 89.
13 Quoted in Prost [10.7], 103n.
14 Battail [10.23], 8.
15 Prost [10.7], 103.
16 Battail [10.23], 145.
17 Quoted in Clair [10.15], 64. In the nineteenth century, it was conjectured that La
Forge and Clauberg met during the latter’s visit to Saumur (Damiron [10.6], 127;
Bouillier, Histoire de la philosophie cartésienne [10.5], 1:294). This conjecture
was plausible only because of the uncertainty about La Forge’s date of birth. Both
Damiron (p. 24) and Bouillier (p. 511) put it at the beginning of the seventeenth
century. Clauberg visited Saumur in 1646, when La Forge was 14 years old and
living in La Flèche (Clair [10.13], 40).
18 Vleeschauwer [10.34], 396–401.
19 Battail [10.23], 143; cf. Prost [10.7], 154.
20 Malebranche, The Search after Truth, Book 1, ch. 10, OC 1:123; LO, 49.
21 Item number 139 in Lelong’s catalogue (OC 20:237).
22 Damiron [10.6], 3, 23, 60; Bouillier [10.5], 1:511.
23 La Forge, Traitté de l’esprit de l’homme [10.12], ch. 13; Oeuvres philosophiques
[10.13], 212–13.
24 ibid., p. 213.
25 ibid.
26 Traitté [10.12], ch. 10; Oeuvres philosophiques [10.13], 175.
27 ibid., p. 176.
28 ibid., p. 179.
29 Traitté [10.12], ch. 16; Oeuvres philosophiques [10.13], 235.
30 ibid.
31 ibid., p. 238.
32 ibid.
33 ibid.
34 ibid., p. 240.
35 ibid.
36 ibid., p. 241.
37 ibid., p. 242.
38 ibid.
39 Damiron [10.6], 56–7; Gouhier [10.42], 101; Watson [10.18], 174.
40 Traitté [10.12], ch. 16; Oeuvres philosophiques [10.13], 245.
41 ibid.
42 Cordemoy, Oeuvres philosophiques [10.20], 257.
43 Cordemoy, First Discourse, Le Discernement du corps et de l’âme. Oeuvres
philosophiques [10.20], 99.
44 ibid., p. 101.
45 Fifth Discourse, Discernement, Oeuvres philosophiques [10.20], 149.
46 Fourth Discourse, Discernement, Oeuvres philosophiques [10.20], 138.
47 Fifth Discourse, Discernement, Oeuvres philosophiques [10.20], 150.
48 Fourth Discourse, Discernement, Oeuvres philosophiques [10.20], 135–7.
49 ibid., p. 139.
50 ibid.; cf. p. 142.
51 ibid., p. 143.
52 ibid., p. 144.
53 Fifth Discourse, Discernement, Oeuvres philosophiques [10.20], 148.
54 ibid., p. 149.
55 ibid., p. 151.
56 Cordemoy, Discours physique de la parole, Oeuvres philosophiques [10.20], 255.
57 Cordemoy, Traité de métaphysique II, Oeuvres philosophiques [10.20], 283–4.
58 ibid., p. 284.
59 ibid., p. 285.
60 For discussion of possible reasons for the dismissal, see Land [10.30], 227–8;
Lattre [10.31], 10–11; Vleeschauwer [10.34], 401.
61 Geulincx, Metaphysica vera, Pars 1, sc. 5 and 6, Sämtliche Schriften [10.24], 2:150–
2.
62 Geulincx, Ethica, Tract, 1, cap. 2, s. 2, Sämtliche Schriften [10.24], 3:32.
63 Metaphysica vera, Pars 1, sc. 9, Sämtliche Schriften [10.24], 2:154.
64 Metaphysica vera, Pars 1, sc. 11, Sämtliche Schriften [10.24], 2:155.
65 Annotata ad Ethicam, 19, Sämtliche Schriften [10.24], 3:211–12; cf. Annotata ad
Metaphysicam, Sämtliche Schriften [10.24], 2:307.
66 The analogy appears in Leibniz’s ‘Second Explanation of the New System’
(Postscript of a Letter to Basnage de Beauval, 3/13 January 1696). The first complete
edition of Geulincx’s Ethica, with all the Annotations, was published twenty-one
years earlier. Leibniz did not necessarily get the analogy from Geulincx, however.
For discussion of this issue, see Haeghen [10.28], 161–3.
67 Ethica, Tract, 1, cap. 2, s. 2, Sämtliche Schriften [10.24], 3:36.
68 Annotata ad Ethicam, 48, Sämtliche Schriften [10.24], 3:220.
69 Metaphysica vera, Pars 1, sc. 11, Sämtliche Schriften [10.24], 2:155; Annotata ad
Metaphysicam, Sämtliche Schriften [10.24], 2:307.
70 Ethica, Tract, 1, cap. 2, s. 2, Sämtliche Schriften [10.24], 3:33.
71 ibid., p. 36.
72 Ethica, Tract, 1, cap. 2, s. 1, Sämtliche Schriften [10.24], 3:23.
73 Malebranche, Dialogues on Metaphysics and on Religion, Dialogue 7, sec. 2, OC
12:151; [10.38], 149.
74 Dialogues 7, sec. 4; OC 12:153; [10.38], 151. See also The Search after Truth,
Elucidation 15, OC 3:226; LO, 669–70.
75 Search, Book 2, Pt 1, ch. 5, OC 1:215; LO, 102.
76 Search, Book 6, Pt 2, ch. 3, OC 2:312–13; LO, 448.
77 Méditations chrétiennes et métaphysiques, Med. 1, sec. 8, OC 10:13. See also
Dialogues 7, sec. 2, OC 12:150; [10.38], 147.
78 Dialogues 7, sec. 2, OC 12:150–1; [10.38], 147.
79 Réponse à une Dissertation de Mr. Arnauld, ch. 7, OC 7:515.
80 Réflexions sur les Doutes sur le système des causes occasionnelles, OC 17–1: 584.
81 Réponse à une Dissertation, ch. 7, OC 7:515; Méditations 5, sec. 8, OC 10: 50.
82 Search, Elucidation 15, 1678 edition. This passage is omitted from the 1712
edition. OC 3:209n.
83 Méditations 5, sec. 4, OC 10:47–8; cf. Dialogues 7, sec. 5, OC 12:155; [10.38],
151.
84 Dialogues 7, sec. 10, OC 12:160; [10.38], 157.
85 ibid. See also Méditations 5, sec. 8, OC 10:50.
86 Search, Book 6, Pt 2, ch. 3, OC 2:316; LO, 450.
87 ibid., OC 2:313–16; LO, 448–50. See also Méditations 6, sec. 12, OC 10:64.
88 Dialogues 7, sec. 3, OC 12:151–2; [10.38], 149; cf. Search, Elucidation 17, OC 3:
326; LO, 733.
89 Descartes to Regius, May 1641, AT 3:372; Philosophical Letters [10.3], 102.
90 Search, Elucidation 15, OC 3:226; LO, 669.
91 Search, Book 3, Pt 2, ch. 3, OC 1:424–5; LO, 223. See also Méditations 1, sec. 7,
OC 10:13.
92 Méditations 6, sec. 11, OC 10:62.
93 Search, Book 6, Pt 2, ch. 3, OC 2:315; LO, 450; cf. Elucidation 15, OC 3: 228; LO,
670–1.
94 Search, Book 1, ch. 1, OC 1:46; LO, 5. Méditations 6, sec. 16, OC 10:65.
95 Réflexions sur la prémotion physique 12, OC 16:46–7.
96 Prémotion physique 10, OC 16:41.
97 Search, Elucidation 1, OC 3:20; LO, 548–9. For critical discussion of
Malebranche’s notion of freedom, see Radner [10.46], 119–33.
98 Prémotion physique 23, OC 16:132. See also Entretien d’un philosophe chrétien et
d’un philosophe chinois, OC 15:33.
99 Traité de la nature et de la grace, Elucidation 1, OC 5:147–8; Réponse au Livre
des Vraies et des fausses idées, ch. 4, OC 6:36–7.
100 Réponse aux VFI, ch. 4, OC 6:37–8; Entretien d’un philosophe chrétien et d’un
philosophe chinois, OC 15:28.
101 Search, Elucidation 15, OC 3:219–20; LO, 666.
102 Traité de la nature et de la grace, Last Elucidation, OC 5:204–5; Réponse aux
Réflexions philosophiques et théologiques de Mr. Arnauld sur le Traité de la nature
et de la grace, Letter 2, ch. 2, OC 8:705–6; Dialogues 13, sec. 9, OC 12:319–20;
[10.38], 321.
103 Réponse aux VFI, ch. 4, OC 6:38.
104 Search, Elucidation 2, OC 3:39; LO, 559. See also Traité de la nature et de la
grace, Second Discourse, sec. 37, OC 5:102; Méditations 13, sec. 11, OC 10:144.
105 Réponse à la troisième lettre de M.Arnauld, OC 9:959.
106 Search, Book 5, ch. 3, OC 2:150; LO, 352.
107 Search, Elucidation 2, OC 3:39–40; LO, 559.
108 Search, Book 5, ch. 2, OC 2:139; LO, 345.
109 Search, Book 5, ch. 3, OC 2:150; LO, 351.
110 Conversations chrétiennes 3, OC 4:77. See also Search, Elucidation 15, OC 3:213–
14; LO, 662.
111 Search, Book 3, Pt 2, ch. 7, OC 1:451–5; LO, 237–40.
112 Search, Book 2, Pt 1, ch. 7, OC 1:250; LO, 121.
113 ibid., OC 1:236–7; LO, 114.
114 Prémotion physique 25, OC 16:146. See also Search, Book 5, ch. 3, OC 2: 151–2;
LO, 352–3.
115 Traité de l’amour de Dieu, OC 14:9–10.
116 Search, Book 5, ch. 3, OC 2:145; LO, 349.
117 Search, Book 5, ch. 1, OC 2:128; LO, 338.
118 Traité de morale, Pt 1, ch. 13, sec. 3, OC 11:147.
119 Search, Book 5, ch. 2, OC 2:133–4; LO, 342.
120 Search, Book 5, ch. 3, OC 2:146; LO, 349.
121 Traité de l’amour de Dieu, OC 14:10.
122 For discussion of the other objections, see Radner [10.46], 36–46.
123 Leibniz, ‘First Truths’, Opuscules et fragments inédits de Leibniz [10.56], 521;
Philosophical Papers and Letters [10.57], 269.
124 ‘A New System of the Nature and the Communication of Substances, as well as the
Union between the Soul and the Body’, Journal des savants, 27 June 1695, GP 4:
483; Philosophical Papers [10.57], 457. See also ‘Discourse on Metaphysics’, sec.
33, GP 4:458; Philosophical Papers [10.57], 324.
125 ‘Clarification of the Difficulties which Mr. Bayle has found in the New System of
the Union of Soul and Body’, Histoire des ouvrages des savants, July 1698, GP 4:
520; Philosophical Papers [10.57], 494.
126 Leibniz to Arnauld, 30 April 1687, GP 2:93; The Leibniz-Arnauld Correspondence
[10.58], 116.
127 Réponse aux Réflexions, Letter 2, ch. 1, OC 8:695–6. ‘Natural laws’ here is
synonymous with ‘general laws’, and includes both the so-called laws of nature and
those of grace.
128 ibid., OC 8:696.
129 ibid., OC 8:697; Méditations 8, sec. 25–8, OC 10:91–3.
130 ‘Clarification of the Difficulties’, GP 4:520; Philosophical Papers [10.57], 494.
131 ibid. See also Leibniz’s critique of François Lamy’s Connaissance de soy-même,
GP 4:587.
132 ‘On Nature Itself, or on the Inherent Force and Actions of Created Things’, sec. 5,
GP 4:506–7; Philosophical Papers [10.57], 500. Leibniz’s Fifth Paper to Clarke,
sec. 112, GP 7:417; Philosophical Papers [10.57], 715.
133 Postscript of a Letter to Basnage de Beauval, 3/13 January 1696, GP 4:498;
Philosophical Papers [10.57], 459–60.
134 ‘Clarification of the Difficulties’, GP 4:520; Philosophical Papers [10.57], 494.
135 ‘Remarks upon M.Arnauld’s letter’, May 1686, GP 2:47; The Leibniz-Arnauld
Correspondence [10.58], 51–2.
136 Leibniz to Arnauld, 4/14 July 1686, GP 2:57–8; The Leibniz-Arnauld
Correspondence [10.58], 65.
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