Hegel’s Phenomenology of Spirit
Hegel’s Phenomenology of Spirit
Robert C.Solomon
G.W.F.Hegel (1770–1831) was the greatest systematic philosopher of the
nineteenth century. As a young man he followed and was (at least at first)
enthusiastic about the French Revolution. Then came the Reign of Terror
of 1793, and Hegel, like many early followers of the revolution, had
second thoughts. With the new century came Napoleon. Hegel and all of
Germany watched with mixed fascination, anticipation, and anxiety as
Napoleon began his political and military campaign eastward, forming
alliances with many of the tiny principalities and city-states of Germany,
threatening and swallowing others. By 1806, Napoleon was at the height
of his powers, and in the battle of Jena in October of that year, he put an
end to the 800-year-old Holy Roman Empire. The international success of
French revolutionary liberalism impressed Hegel, who was then teaching
at the University of Jena. The battle also put him out of a job. But in the
wake of Napoleon Hegel envisioned the birth of a new world, and he
announced in the Preface of the book he was completing, albeit in rather
ponderous philosophical terms, the ultimate liberation and final
unification of the human spirit. The book was called The Phenomenology
of Spirit. Its influence in philosophy would be as profound and as
enduring as Napoleon’s bold ventures in European history, in terms of
both its positive impact and the reactions it engendered. It is Kant,
perhaps, whose “Copernican revolution” is usually compared to the
upheaval in France, but it is Hegel who deserves credit for consolidating
and spreading that revolution. If Heine could compare Kant to
Robespierre, then Hegel, with comparable philosophical hyperbole,
deserves comparison to Napoleon.1
Hegel began studying and writing philosophy soon after Kant had
redefined the philosophical world, and just as Europe was entering the
turbulent new century. As a young man, Hegel was educated in the
Tübingen seminary but seemed to have little religious ambition or
theological talent. In fact, his first philosophical essays were somewhat
blasphemous attacks on Christianity, including a piece on “The Life of
Jesus” which went out of its way to make Jesus into an ordinary moralist,
who in his Sermon on the Mount espoused Kant’s categorical imperative.2
As a student, however, Hegel entertained the idea of inventing a new
religion that stressed our unity with nature, a “synthesis of nature and
spirit” drawn from the ancient Greeks and crudely formulated with great
poetic flair by Hegel’s college friend and room-mate Friedrich Hølderlin.
Hølderlin was without doubt one of the poetic geniuses of his generation
and a powerful influence on young Hegel. Drawing from not only the
ancient Greeks but the romantic culture that surrounded them, Hølderlin
promulgated a grand metaphor of effusion, cosmic spirit making itself
known to us and to itself throughout all of nature, in human history, and,
most clearly of all, in poetry and the “spiritual sciences.” Their younger
friend Friedrich Schelling had already converted that metaphor into
philosophical currency by 1795, and when Hegel finally decided to turn to
serious philosophy in 1801, it was with the encouragement and
sponsorship of Schelling. He sought and obtained a teaching position, and,
in opposition to the clear polemical tone of his earlier, “anti-theological”
essays, he began to write philosophy in a terse, academic style.3 Hegel
joined Schelling in his bold attempt to forge a new form of philosophy,
following Kant and the radical neo-Kantian Johann Gottlieb Fichte, and
together they published a journal, the Critical Journal of Philosophy. His
first professional essay was a comparison of the philosophies of Fichte and
Schelling, making clear the superiority of the latter.4 For several years,
Hegel was known in the German philosophical world only as a disciple of
Schelling. But then he published his Phenomenology.5
Hegel’s original intentions and initial approach to the Phenomenology
were rather modest and for the most part derivative of earlier efforts by
Fichte and Schelling to “complete Kant’s system.” The idea of a “system”
of philosophy comes from Kant, who aspired to provide a unified and allencompassing
“science” of philosophy. But according to Fichte and
Schelling and several other philosophers who greatly admired and
emulated Kant, he had not succeeded. He left us instead with a
fragmentary philosophy which, however stunning in its individual parts,
failed to show the unity of human experience. In particular, Kant left a
gaping abyss between his theory of knowledge—in the first Critique, the
Critique of Pure Reason—and his conception of morals in the Critique of
Practical Reason, and so left the human mind as if cleft in two. The third
Critique was supposed to be a synthesis of the two, but in the opinion of
many of Kant’s closest followers, some of whom preferred the third
Critique above all, that book failed to provide the synthesis required for a
genuine system.6 Moreover, Kant’s conception of the “thing in itself,”
while central to his philosophy and the key to his division between the
phenomenal world of knowledge and the noumenal world of free will,
morality, and religion, was greeted by these post-Kantians as a mistake, a
serious flaw that threatened to undermine the whole critical enterprise.
The idea that there could be any intelligible conception of things as they
are in themselves and not as phenomena—that is, as experienced by us—
left room for the skeptic to’ dig in their wedge with the challenge: How
can we know that we really know anything at all? How can we have true
or “absolute” knowledge—that is, self-reflective knowledge that does not
permit the possibility of skepticism? How does the world of practical
reason tie in with what we know, and vice versa? In his philosophy,
therefore, Hegel would argue against the intelligibility of skepticism,
against the intelligibility of any conception of the “thing in itself” as
distinct from things as we know them, and against the bifurcation of
human experience into incommensurable theoretical and practical realms.
The fact that Hegel expresses this reasonably modest and academically
well-established set of problems and their solution in the language of
“absolute knowing” has understandably led to much misunderstanding
and considerably exaggerated claims on behalf of Hegel’s efforts. What
Hegel was after, however, was a continuation, a correction, and the
“completion” of some of Kant’s key themes, die unity of knowledge, the
unintelligibility of skepticism, the importance of the first-person,
“subjective,” Cartesian, or “phenomenological” standpoint as the origin
of all knowledge, and the a priori necessity of certain forms of
consciousness. It was not a particularly ambitious program, and Kant,
Fichte, and Schelling, among others, had clearly shown the way.7
What emerged in 1807, however, was a book very different from
anything that had been seen in philosophy before. True, the Kantian
themes and the post-Kantian ambitions were still in evidence, and the
book did conclude with a modest chapter entitled “Absolute knowing.”
But in between the introduction and opening chapters, on the one hand, in
which these themes were quickly dispatched, and the brief conclusion, on
the other, in which the post-Kantian ambitions were summarily concluded,
the book grew into something of a beautiful monster. There are chapters
on various Greek philosophies and on various eccentric movements in
ethics, as well as an open attack on Kant’s categorical imperative,
commentaries on contemporary history including the Enlightenment and
the French Revolution, bits of literary criticism, philosophy of science, and
an oddly shaped survey of the world’s religions, all put forward in a barely
intelligible abstract neo-Kantian jargon that makes even the Kantian
Critiques read like vacation novels by comparison. The Phenomenology is
not, as originally intended, merely a demonstration of “the Absolute.” It is
a magnificent conceptual odyssey which carries us through the most
elementary conceptions of human awareness to some of the most allencompassing
and complex forms of consciousness. Its stated purpose is
still to comprehend the truth—the absolute truth—but this should not be
understood as a merely epistemological enterprise. What Hegel comes to
mean by philosophical truth is an all-encompassing vision, and this will
include not only a variety of philosophical theories but much material
from religion, ethics, and history as well.8
THE SPIRIT OF THE PHENOMENOLOGY
The fact that Hegel so obviously followed in Kant’s great footsteps too
easily misleads us into thinking that Hegel, supposedly like Kant, was just
another academic philosophy professor, worried about abstruse and
abstract problems that an ordinary person would neither comprehend nor
care about.9 The truth is, of course, that this picture is unfair to Kant, and
it is mistaken about Hegel as well. Kant was moved in philosophy not only
by David Hume, who famously awakened him from his dogmatic
Leibnizian slumbers, but by his religious piety, his firm moral convictions,
and his enthusiasm for Newtonian science. He was troubled by the
conflict between science and religion, and he was deeply interested in such
speculative questions as the meaning of life as well as the basic Socratic
question of what it meant to be a genuinely good human being. To read
Kant merely as the answer to skepticism or the grand synthesis of the
warring schools of rationalism and empiricism is to miss what is most
important and exciting about him. So, too, to see Hegel as the
continuation or “completion” of Kant is to deny what is most fascinating
about his philosophy. And to read the Phenomenology as if it were only a
wordy and difficult introduction to the mature “system” that followed is
to miss what is most important and exciting about that book. For the
“spirit” of the Phenomenology is nothing less than an all-embracing
conception of the world, an attempt at synthesis, yes, but nothing so
meager as a mere collaboration between (as Schopenhauer called them)
“irritated professors.”
In the Tübingen seminary or Stift, Hegel, Schelling, and Hølderlin had
dreamed of a new religion.10 They despised much of their theological
training, dismissing it with those familiar vulgarities with which students
have always dismissed the dogmatic studies they were forced to mouth
and respect in the classroom.11 They had deep misgivings about German
culture as well, torn between the cosmopolitan clarity and free-thinking of
the French and British Enlightenment (represented in Germany by Kant)
and the romantic nationalism mixed with mysticism that marked the
German romantic reaction to the Enlightenment.12 The Enlightenment
seemed to many Germans to be vulgar, overly concerned with economics,
and contemptuous of religion and the “spiritual” aspects of social life.13
And yet the promises of the Enlightenment seemed so attractive, and the
dead weight of feudalism, Lutheran theology, and the medieval church, by
comparison, seemed to have philosophy as well as German life pinned
down in a decidedly most unenlightened past. Reconciling the
cosmopolitan demands of the Enlightenment and their regional pride and
piety seemed essential to the young Germans, and the events across the
French border made these conflicts very real and very urgent. In the years
between his graduation from the seminary and his first university post,
Hegel wrote his early essays on the nature of religion.14 Most of them were
hostile to Christianity and held up the spiritual life and the “folk religion”
of the ancient Greeks as an attractive alternative.15 Hegel’s early essays
were often sarcastic, sometimes clumsy attempts to revise and reconcile
Christianity with Greek folk religion, insisting on a “natural” religion
rather than one based on authority, and a “subjective” religion—a religion
of ritual and social participation—rather than the “objective” religion
taught by theology.16 Religions, Hegel surmised, are and ought to be
particular to particular people and a particular time, part of the life of a
people and not merely abstract beliefs with no practical manifestations.17
And yet, it makes sense to speak of “religion” in general, and of certain
universal features that all religions and all people share in common.18
Hegel here is an evident disciple of Kant. In his Critique of Practical
Reason and his Religion within the Limits of Reason Alone, Kant had
insisted on the rational defense of religion and the bond between morality
and Christianity.19 Hegel does find much to criticize in Christian morality,
in particular its unworkability in large groups and whole societies. He
finds much to criticize in Kant too, notably Kant’s neglect of local custom
in ethics in favor of universal categorical principles, but he makes it clear
nevertheless, in straightforward Kantian terms, that “the aim and essence
of all true religion, and our religion included, is human morality.”20 To this
end, Hegel tries to revise Christianity as a folk religion concerned first of
all with the cultivation of morality, culminating in his awkward but
amusing attempt to have Jesus preach the categorical imperative.21 But as
these early unpublished efforts deepen in their thought and their
sophistication, Hegel drops much of his hostility and begins to suggest
that in all religions one can discern a kind of necessary development of the
human spirit.22 He begins to focus not just on the failings of Christianity
but rather on its internal contradictions, “disharmonies,” or “alienations”
(Entfremdungen).23 He finds fault with the idea that God and man are
separate and distinct, in which God is infinitely superior and we are mere
“slaves.”24 He also finds fault with the distinctions between and
separation of reason and the passions, theology and faith, theory and
practice. And here we find the seeds of two of the most dramatic and
central themes of the Phenomenology, the grand conception of Spirit or
Geist as immanent God incorporating us all, and the all-important place
of local customs and affections in ethics. Like so many other thinkers and
poets in Germany of the time, Hegel found his inspiration and alternative
visions in the fascinating life of the early Greeks. But with the close of the
century and the French Revolution in tatters, with German culture in
ascendancy and his young friend Schelling already engaged in a very
contemporary philosophy that would change the way we think about
ourselves, Hegel abandoned his nostalgic posture and moved into the
moment. For what he saw happening was just what his youthful essays
had been suggesting to him. The world was filled with contradictions and
disharmony, but philosophy would make a difference. Only a few years
later, ending his lectures at Jena in 1806, the manuscript of the
Phenomenology in hand, Hegel announced to his classes:
We find ourselves in an important epoch, in a fermentation, in which
Spirit has made a great leap forward, has gone beyond its previous
concrete form and acquired a new one…. A new emergence of Spirit
is at hand; philosophy must be the first to hail its appearance and
recognize it.25
The concept of Spirit or Geist is clearly the key to Hegel’s philosophy. It is
important not to translate “Geist” as “mind,” as some early translators
have done, not because it is literally incorrect but because it is extremely
misleading. “Spirit” has a religious significance which is missing from
“mind,” and, more important, “spirit” suggests something larger about a
person while “mind” suggests something merely internal and private. We
typically speak of the spirit of a group or a nation and “team spirit” as a
way of indicating unity and fellow-feeling, and we may also note that
“spirit” thus indicates passion, whereas “mind” suggests rather only
thoughts and intelligence—not, we should quickly add, that the two are or
need be opposed. But what Hegel has in mind by Spirit is nothing less than
the ultimate unity of the whole of humanity, and of humanity and the
world. It is the concept in which he seeks to synthesize or at least embrace
the various contradictions and disharmonies of religion and morality and
reconcile humanity and nature, science and religion. Hegel rarely talks
about God, but it is quite clear as we trace our way through the labyrinth
of the Phenomenology that it is God, God as Spirit, who is our subject and
who is our guide. Not a God within, and certainly not a transcendent God
without, but the God who ultimately we are emerges from its pages. Thus
Hegel’s work has often been touted as a “theodicy,” an account of God’s
revelation on earth, and Heinrich Heine, one of Hegel’s less pious
students, ironically commented: “I was young and proud, and it pleased
my vanity when I learned from Hegel that it was not the dear God who
lived in heaven that was my God, as my grandmother supposed, but I
myself here on earth.”26
What makes Heine’s comment so outrageous, of course, is his mocking
usurpation of the role of God himself, but what is essential to Hegel’s
concept of Spirit is precisely the loss of individuality and the gain in
comprehension that it requires. The realization of Spirit is not the
recognition that I am myself God but that we are all God, that Spirit
pervades and defines all of us. In this, Hegel’s notion is much like
Spinoza’s pantheism, the realization that we are all one, a claim repeated
by Schelling and criticized brutally by Hegel in his Preface with the
sarcastic comment “the night in which all cows are black.”27 What Hegel
is getting at is the necessity to demonstrate his thesis through reason and
by way of a lengthy demonstration of its necessity, not by way of mystical
experience or dogmatic insistence. And that is what the Phenomenology
does or tries to do, to demonstrate by actually guiding us through the
emergence of Spirit from its various individualistic guises to the
recognition of the necessity of larger, more comprehensive forms.
One can understand here the political as well as ontological imagery
which pervades Hegel’s philosophy. Hegel is not an individualist. In the
Phenomenology he comments that much less should be thought of and
expected of the individual, and in his later Philosophy of History he
famously tells us that even the greatest individuals follow unwittingly “the
cunning of reason” and find themselves pawns in the hands of a larger
fate, a dramatic idea that is embodied in flesh and blood by Tolstoy in his
later account of Napoleon’s Russian campaign in War and Peace. One can
imagine Hegel envisioning the great battles of that war, in which hundreds
of thousands of undifferentiated “individuals” in identical uniforms
moved in waves and slaughtered one another for the sake of larger and
dimly understood ideas and loyalties. So viewed, the individual does
indeed count for very little, and it is the larger movement of humankind
that comes into focus instead. And yet, Hegel is no fascist—whatever ideas
or inspiration Mussolini and his kind may have drawn from him. Hegel
insists on this larger view of human history but nevertheless insists
throughout his work that the ultimate aim and result of that history has
been human freedom and respect for the individual. But it is the individual
as an aspect of Spirit that impresses us, not the ontologically isolated and
autonomous individual of Hegel’s liberal predecessors, notably Kant.
There is a more philosophically profound way of making this point,
which makes much more sense of the imagery of Spirit than the usual
quasi-mystical accounts. Among the many borrowings of Hegel from Kant
was the basic orientation of his philosophy, variously described as
“subjective” or “Cartesian” or “phenomenological,” although all of these
characterizations have the potential to be misleading. (For example, both
Kant and Hegel found much to criticize in Descartes, so the “Cartesian”
designation has to be much qualified.) This orientation, common to the
empiricists as well as most other modern philosophers, might simply be
described as “the first-person standpoint,” or the attempt to understand
the world beginning with one’s own experience. Thus the familiar
questions, entertained by Descartes, Locke, Hume, and Kant, such as:
How do I know that the world conforms to my experiences? Although
Hegel will reject this question, as did Kant, they share this
phenomenological approach to philosophy and the world in terms of one’s
own experiences. But, we must ask, whose experiences? Are they the
isolated and perhaps eccentric experiences of a single individual? Or are
they in some sense more general and shared? Kant identifies the subject of
all experiences as what he called “the transcendental ego,” distinct from
the merely empirical ego that we normally refer to as the self, a particular
person. The transcendental ego imposes the categories and processes our
sensory intuitions into our experience of the phenomenal world, but—and
this is the crucial point—it does not experience itself through those same
categories. In a famous but somewhat obscure chapter of the Critique of
Pure Reason, Kant argues against the “paralogisms of psychology,” in
which the self or soul is misinterpreted as a “thing,” a potential object of
consciousness. But the self, Kant argues, can never be the object of
consciousness; it is always the subject. And because it is therefore immune
from the application of the various categories of number, substance, and
identity, it cannot be specified as “yours” or “mine,” but remains the
transcendental ego, “consciousness in general.” What lies behind this
technical move, of course, is Kant’s insistence that the forms of experience
cannot be matters of personal idiosyncrasy and must be universal and
necessary. But Hegel rather easily takes the notion of a “consciousness in
general” and converts into a literally general consciousness. That general
consciousness is Spirit, the self that pervades and ultimately embraces
us all.28
The importance of Spirit, however, lies not only in its shared
immanence but in its development. The Phenomenology is, from
beginning to end, the phenomenological account of that development. To
put it in an expanded way, the Phenomenology adds a new dimension to
philosophy, and that is the dimension of history. Not that the
Phenomenology as such is a historical account—although it contains quite
a few such accounts, some easily recognizable, some not—but the idea
that ideas and movements can be understood only through their
development is a bold conjecture, and one rarely appreciated before Hegel
(and still too rarely). In his later lectures, this insight becomes the
centerpiece of Hegel’s philosophy, as he traces the origins and development
of the various religions, the course of human history, and the evolution of
philosophy itself. Religion, he had recognized toward the end of his early
essays, was not abstract dogma but the expression of certain basic human
needs and tendencies, and these are not to be found whole in any single
religion, nor are they ever entirely absent, but it is in the interplay and
development of religions that the ultimate nature of religion emerges—
eventually, he suggests, in philosophy. Human history, he will later write,
first appears to be a “slaughter-bench,” on which whole nations as well as
millions of individuals are butchered. But to one who “looks with a
rational eye,” Hegel argues, “history in turn presents its rational aspect.”
The history of humanity, brutal as it has been, nevertheless displays an
ineluctable sense of progress and increasing freedom.29 Finally, in
philosophy, Hegel teaches us not to see the history of the subject as merely
competing answers to the same ill-formed questions but rather as a growth
of certain ideas and their importance at certain times into subsequent,
improved ideas that have benefited from the conflicts and confrontations
of the past. The name of this process or confrontation and improvement,
as everyone knows, is dialectic, and we shall have more to say about it
shortly. But the point to be made here is that the form of the
Phenomenology, its complex organization in terms of some sort of
conceptual development, is not just an oddity of Hegel’s authorship but,
perhaps, the most single important feature of the book.
And yet, the Phenomenology is not history, and it is not as such an
empirical study of the development of anything, philosophy, humanity, or
religion. To be sure, various movements in philosophy are traced in more
or less historical order in the first few chapters of the book, and there are
bits of actual history spread through the later sections. But one also notes
with some consternation that the Greeks are discussed after the moderns
and Sophocles after the Stoics, and one would be hard pressed to
formulate a historical interpretation that would account for such
chronological oddities. What the Phenomenology is doing, therefore, is
not tracing the actual order of the development of various “forms of
consciousness” in history but rather ordering them and playing them
against one another in such a way that we see how they fit and how they
conflict and how a more adequate way of thinking may emerge. Dialectic
is not just development but a mode of argument, and the order of the
Phenomenology is not just a demolition derby, a process of elimination
and the survival of the fittest, but a teleology, a genuine progression from
less adequate ways of thinking to more adequate and more comprehensive
and, finally, to the most comprehensive way of all.
THE PHENOMENOLOGY: PREFACE AND INTRODUCTION
The Preface to the Phenomenology is one of the best-known,
leastunderstood documents in modern philosophy. Like most prefaces, it
was written after the text as a whole was completed, and what it tries to
do is to describe the point and purpose of the entire monstrous
manuscript. Or, less sympathetically, the Preface is Hegel’s attempt to
force an interpretation on his book that the text itself does not easily
sustain. It is a rambling, convoluted, grandiose monologue punctuated by
some striking passages which do, indeed, give considerable insight into
Hegel’s whole philosophy. It is there that he argues (or insists, at any rate)
that “the truth is the whole,” that it is a process and not merely a result,
and that philosophy must be systematic, scientific, and developmental in
its form. But he also insists that such comments are inappropriate in a
preface and that, in any case, their whole meaning must be demonstrated
in the text, not simply declared beforehand. It is in the actual “working
out” of various one-sided positions and “forms of consciousness” that we
come to understand how truth emerges in philosophy and how that truth
is the history of philosophy itself. One must see ideas and philosophies and
whole stages of history as an organic, developing process. In one of his
most striking metaphors, Hegel writes, only somewhat tongue-in-cheek:
The bud disappears in the bursting-forth of the blossom, and one
might say that the former is refuted by the latter; similarly when the
fruit appears, the blossom is shown up in its turn as a false
manifestation of the plant, and the fruit now emerges as the truth of
it instead. These forms are not just distinguished from one another,
they also supplant one another as mutually incompatible. Yet at the
same time their fluid nature makes them moments of an organic
unity in which they do not only not conflict, but in which each is as
necessary as the other, and this mutual necessity alone constitutes the
life of the whole.
(PG, 2)
Hegel also announces in the Preface and in the wake of Napoleon his
vision of a “birth-time” and the beginning of a new era, and in philosophy
he announces the emergence of what he calls “the concept” (Begriff), a
holistic comprehension of the world through reason.30 Indeed, philosophy
properly developed should exist wholly in the realm of the concept. But
that philosophy would be more in evidence in the works and lectures that
followed the publication of the Phenomenology rather than in the
Phenomenology itself.31
The Introduction to the Phenomenology, by contrast, is short and
straightforward. It is indeed an introduction. It sets up the standpoint
from which the Phenomenology will proceed. The Introduction begins
where Kant’s first Critique ends, with the rejection of skepticism and a
declaration of transcendental idealism. The history of modern
epistemology from Descartes and Locke through Kant’s grand synthesis is
very much in evidence there, as it will be in the opening chapters of the
Phenomenology. What concerns Hegel in the Introduction is a metaphor,
or rather, a pair of metaphors, whose consequence is skepticism. The irony
is, of course, that the metaphors in question originated with philosophers
who could not tolerate skepticism and sought to lay it to rest once and for
all. The metaphors concern the seemingly contingent relationship between
knowledge and truth. The first and more prominent is the metaphor of
knowledge as a tool, through which we “grasp hold” of the truth. The
second is the metaphor of knowledge as a medium through which the
“light of truth” must pass. Both Locke and Descartes attempted to
examine this tool or medium, and the ultimate result was the skepticism of
David Hume. Kant was “awakened from his dogmatic slumbers” by
Hume but only pursued the metaphor further with his “critique” of reason
and the understanding. Hegel’s argument, simply stated, is that the
metaphor itself is mistaken. Skepticism can be laid to rest, as Kant had
tried and seemingly succeeded in doing, only if the contingency of
knowledge and the metaphors of knowledge as instrument and medium
are rejected from the outset (PG, 73).
In Descartes, Leibniz, Locke, and Berkeley, the distinction between our
knowledge and “the external world” had made way for Hume’s
devastating skepticism. Kant had solved the problem, in the eyes of many
philosophers of the time, by incorporating the external world into the
realm of knowledge itself, constituted by the categories of the
understanding and the forms of intuition. But with Kant’s further
distinction between phenomena and noumena—the world-as-we-know-it
and the world-as-it-is-in-itself—it remains impossible for us to know the
world as it is in itself. Once the distinction is made between the world-forus
and the world-independent-of-us, there can be no escape from the
conclusion that we can know only the world as it is for us. Hegel’s pursuit
of absolute knowledge begins with the rejection of this distinction.32
In the Introduction to the Phenomenology, Hegel begins his revision of
Kant’s theory of knowledge by attacking just this distinction, which he
claims is based on unanalyzed and undefended metaphors in which
knowledge is considered a “tool with which one masters the Absolute.” If
knowledge is a tool, there must be a certain necessary distortion due to the
operations of knowledge on reality, and therefore we can never know
reality (the Absolute) itself but only as it has been manipulated and
distorted by the instrument of knowledge. We can, therefore, have only
mediated knowledge of the Absolute, and never know the Absolute itself.
This is Kant’s problem in the first Critique, and his solution to it is the
critical doctrine that we never know reality independent of the conditions
imposed on it by knowledge. The best that can be done by the philosopher
is an exploration of the nature of this tool of knowledge and the
demonstration of the necessary conditions it imposes on reality. Kant’s
Critique, therefore, abandons the search for absolute reality and simply
investigates the tool by which we come to know reality.
But why should we accept this metaphor? Kant never examines
or defends this metaphorical starting point, and Hegel turns it against
itself:
If the fear of falling into error sets up a mistrust of Science, which in
the absence of such scruples gets on with the work itself and actually
cognizes something, it is hard to see why we should not turn around
and mistrust this very mistrust.
(PG, 74)
By beginning with the investigation of the faculties of knowledge, Kant
has already determined the critical outcome of his first Critique. Once the
distinctions between things as known and things in themselves and
between reality-for-a-subject and absolute reality are introduced, one must
conclude that we cannot have any but conditioned knowledge and that the
demands of traditional metaphysics are utterly impossible. Kant,
according to Hegel, offers no justification for this starting point and, more
importantly, fails to see fatal problems inherent in this approach. First, the
metaphor simply plays on the notions ‘truth’, ‘reality,’ and ‘knowledge,’
and, given Kant’s distinctions, Hegel argues that what he ought to have
concluded was that we can have no knowledge at all, that our cognitive
faculties are such that we can never know the truth. Second, Hegel argues
that one cannot begin by investigating the faculties of knowledge before
one attempts to gain knowledge in philosophy, for the investigation itself
already utilizes these faculties and their concepts. Any such analysis is
covertly circular, and one might as well try, Hegel suggests, to learn to
swim before getting into the water.
Thus Kant, on the basis of the instrument metaphor, distinguishes
between two different sorts of knowledge, two different kinds of truth.
There is limited or conditional knowledge giving us truth limited by the
conditions of our cognitive faculties, and there is absolute or
unconditioned knowledge of things as they are in themselves which human
consciousness cannot have. But even limited truth is indeed truth only if it
is the way things really are. If it is an unconditioned or a priori truth that
all events must be temporally ordered (for us), then this limited truth is a
truth only if all events really are ordered. If events are not really so
ordered, but rather ordered by us, then this limited truth is a falsehood,
even if it is necessary for us. (Thus Nietzsche will argue that all of our a
priori or necessary truths are such ‘falsehoods.’) Similarly, our conditioned
or limited knowledge is really knowledge only if it is in agreement with
what is really true. If we have conditional knowledge that there exist
objects ‘outside’ us due to the nature of our cognition, this knowledge is
true knowledge only if there truly are such objects. In other words, truth is
Absolute Truth; knowledge is Absolute Knowledge. The ‘real’ world is the
world as it is in itself, whether that is the world of our experience or not.
But what would it mean to even suggest that it is not?
Hegel’s reason for rejecting the dualism between knowledge and reality
is not simply its skeptical conclusions; the preliminary investigation of
knowledge, which is part and parcel of the “knowledge as tool” metaphor,
is logically ill-conceived. Kant argues that philosophy must begin by
examining those faculties which purport to give us knowledge, but with
what do we examine these faculties? The investigation of cognition must
itself be carried out by cognition; thus Kant demands that we examine
reason by using reason, but a preliminary investigation of the tool of
knowledge is already a use of that tool. Hegel agrees with Kant that
philosophy must begin with an investigation of knowledge, but unlike
Kant he recognizes that this investigation cannot be independent of the use
of the faculties of knowledge. Hegel argues that the investigation of
knowledge changes that very knowledge, and that such an investigation
can never be preliminary, but constitutes the whole of philosophical
investigation. The critique of knowledge is the development of knowledge
as well.
Once we appreciate this problem as Hegel perceived it, we are in an
excellent position to understand the necessity for the peculiar dialectical
structure of his work, particularly of the Phenomenology. Knowledge
develops with our conceptual sophistication. This is not to say merely that
as we learn more, our knowledge increases; rather, the kind of knowledge
changes. Specifically, knowledge changes in kind when we turn to focus on
our faculties of knowledge, when we question not so much our knowledge
of the world, but ourselves. For Kant, self-knowledge was either empirical
knowledge of ourselves as phenomenal objects or transcendental
knowledge which could disclose only the necessary forms of our
consciousness, but, according to Kant, we could not have knowledge of
ourselves in any other sense (e.g. as moral agent or as immortal soul).
Neither could we have knowledge of things-in-themselves. For Hegel,
knowledge of objects and transcendental self-knowledge are but two
stages in the attainment of further kinds of knowledge, knowledge of
oneself and the world as Spirit. The Phenomenology is just the
demonstration and the development of such knowledge, starting with the
lowest forms of knowledge, showing how these are inadequate to other
forms, and culminating in Absolute Truth in which all of the problems,
paradoxes, and inadequacies of the lower forms disappear.
Philosophy, for Hegel, is the demonstration of the ‘becoming’ of
Absolute Knowledge. Such a becoming need not be the pattern of
development of any particular individual consciousness, and the
development of knowledge in the system is not the psychological
development of an individual. For that matter, it does not faithfully appear
in or as the history of philosophy either, although this history is inevitably
a close approximation of the development of Absolute Knowledge and
Spirit. The “forms of consciousness” or forms of knowledge derived in the
Phenomenology lead to Absolute Knowledge, that level of conceptual
development where traditional conceptual (philosophical) problems
disappear, but it is not at all obvious that there is but one route—the way
described in the Phenomenology—from partial or inadequate knowledge
to absolute knowing.33 At the ultimate stage of knowledge, traditional
philosophical dichotomies are eliminated and nature and Spirit find their
place together. The Fichtean antitheses of dogmatism and idealism are
synthesized. The development of Hegel’s system is the “working out” of
these various traditional forms of consciousness and ordering them in a
hierarchy of more sophisticated forms. The purpose of this ordering is to
demonstrate how each level corrects inadequacies of the previous
conceptual level and how it is possible to correct all these inadequacies
once we adopt an all-encompassing vision of the whole rather than limit
ourselves to advocacy of this or that particular position.
CONSCIOUSNESS AND THE DIALECTIC
The Phenomenology is divided into three uneven sections, each
representing one type of ‘form’ or ‘level of consciousness,’ in (more or less)
ascending order of sophistication. The first and shortest section is called
“Consciousness,” which deals with relatively naive epistemological
consciousness. It is a critique, among other things, of the narrowly
epistemological vision of philosophy that had begun to emerge in the
eighteenth century and which still, regrettably, persists today.34 The second
is called “Self-consciousness” and traces the first crude beginnings of the
awakening of the consciousness of Spirit in its early form of simple
antagonistic recognition of other people and the development of
paradigms of dominance and submission (“master and slave”) as
prototypical forms of self-recognition and awareness. Finally, there is the
long, twisting section on “Reason,” which traces the ultimate
development of a holistic spiritual-rational consciousness from the most
simple sense of community to its penultimate realization of Spirit in art
and religion before its ultimate realization in Hegel’s philosophy.
We can summarize the progression or dialectic of the section on
“Consciousness” in three readily identifiable steps, each of them
corresponding to a family of “common-sense” claims and philosophical
positions. At the beginning is the common-sense notion which Hegel calls
“sense-certainty,” that we simply know, prior to any verbal description or
conceptual understanding, what it is that we experience. Hegel
demonstrates that such a conception of knowledge is woefully inadequate.
He then brings us from this naive realism through a number of theoretical
variations in which can be recognized major insights from Leibniz and
some of the empiricists, which he abbreviates as “Perception,” to the
philosophy of Kant’s first Critique, in which knowledge is demonstrated to
be a form of understanding. In “Understanding,” Hegel also tackles the
question of the thing-in-itself by way of an extended reductio ad
absurdum and, following his opening argument in the Introduction, shows
us the nonsense of supposing that the true world might be different from
the world of our experience.35
The first section of the Phenomenology develops the role of the
understanding in experience, but as an analysis of the entire movement in
modern philosophy including such central problems as the nature of
substance, the necessity of concepts, and the nature of connections
between experiences and the synthesis of objects. In other words, it covers,
in a dialectical way, the subject matter of Kant’s first Critique and the
major epistemological work of Locke, Berkeley, and Hume. The stage of
consciousness referred to as “sense-certainty” is “knowledge of the
immediate” (PG, 90; Hegel’s italics). It is “what is presented before us,”
“what is given.” It is “the richest kind of knowledge, of infinite wealth….
It is thought to be pure apprehension without yet any conceptual
comprehension, raw experience, without the need of understanding, the
experience of a passive sensitive receptacle” (PG, 91). But because it
involves no understanding, just a pure knowledge of “This,” the particular
thing in front of me, one might say that this stage is not truly
consciousness or knowledge at all, but merely “knowledge implicit.” This
is the pure data of the senses which so many philosophers, of this century
as well as the past, have taken to be the indubitable, secure foundation of
human knowledge. It is pure experience, uninterpreted and thus
unadulterated by us in any way. Accordingly, sense-certainty also includes
the claims of many mystics and intuitive philosophers, including, perhaps,
Schelling and Jacobi, who have claimed that the knowledge of the
Absolute is not conceptual or rational but strictly intuitive, a pure
experience, undistorted by human concepts and categories. Traditional
epistemologists have argued that errors in human knowledge, when they
arise, must arise after this level. For on this level, our knowledge is certain
and becomes fallible only when we attempt to conceptualize or to
understand our experiences.
Although this section is among the shortest of the Phenomenology, it
provides us with some vital clues for understanding the nature of Hegel’s
dialectic. Hegel’s argument against this form of ‘knowledge’ as certain
knowledge, or even as knowledge at all, is clear and to the point. Briefly,
Hegel argues that this knowledge, which he describes as a mere “this,
here, now,” is the very opposite of pure, “authentic” knowledge,
knowledge which is complete as opposed to all other knowledge which is
abstract and conditioned. It is really “the most abstract and poorest truth”
(PG, 91). It is what we “mean” only in the sense of pointing (this) and
thus not really meaning at all. It might be said to be reference, perhaps,
but not sense. In fact, it is not even reference. How does one point to a
particular without specifying what it is to which one is pointing? Thus
Hegel concludes that there can be no knowledge without concepts, and the
supposed certainty of sensecertainty seems certain only because it is not
knowledge at all. It is, at best, mere presence. The infallibility of sensecertainty,
of pure experience, lies in its failure to assert any claim to
knowledge which might be shown to be wrong. This knowledge which “is
called the unutterable, is nothing else than the untrue, the irrational, what
is merely meant” (PG, 110).
We can see that Hegel essentially agreed with Kant that there can be no
unconceptualized knowledge, that knowledge is essentially a product of
the understanding. From this agreement, however, we can also appreciate
one of the keys to Hegel’s works, that knowledge is essentially an active
process, that mere experience can never give us knowledge, that synthesis
of experience by rules or concepts is necessary. To use a common
philosophical term, knowledge necessarily consists of universals. This does
not mean that it is the same the world over, “for all rational creatures” as
Kant would say. It means that all sense and reference relies on concepts,
on the recognition of general properties which apply not to this or that
particular but to an indefinitely large number of particulars (and possibly
to no actual particulars at all). One might note that Hegel’s insistence on
universality as the essence of knowledge is already a reply to the Schelling-
Kierkegaard criticism of Hegel as a “negative” philosopher (who ignores
individual existence) which gathers momentum after Hegel’s death.
The Phenomenology is not a running autobiography of Spirit but rather
a retrospective of the development of Spirit, an attempt to understand why
some forms of consciousness are inferior to others and force us to search
for more adequate, more all-embracing modes of comprehension. The
transitions between forms of consciousness represent a demonstration and
a development, perhaps an explanation, but there is no mechanism which
pushes one stage to the next and Hegel does not claim that each stage
necessarily leads to the next. What he does claim is that the process itself
is necessary, that consciousness is driven by its own inadequacies to pursue
other modes of understanding. Sense certainty is not itself a mode of
consciousness but, in more modern terminology, a theory about
consciousness, a conception of knowledge. Hegel shows that this
conception of knowledge is an inadequate conception, and concludes that
no such conception of knowledge can succeed. Sense-certainty is
inadequate as knowledge because it is not knowledge at all. Therefore, we
move along the dialectic to a more adequate form of consciousness, which
is that of Perception.
Perception is the first appearance of knowledge, for now we can
interpret our experiences by applying concepts. In Hegel’s short
description, the object of consciousness is now “the thing.” As a thing, the
object is characterizable and characterized by ascription of properties, in
other words, by the application of universally applicable concepts to a
particular. Our experience is therefore no longer “pure” experience but
experience of a thing defined by its properties. For example, our
perception of a tree consists of a certain unity of colors, shapes, tactile
sensations, perhaps sounds, and smells. Over and above this, we suppose
that there is the tree, that which “lies behind” all of these experiences and
ties them together. In traditional philosophical terms, there is the tree as
substance which is responsible for the unity of the tree-perceptions. The
problem, familiar from Locke, Hume, and Kant, is what if anything
warrants our conclusion that the tree-perception refers to the tree, for any
substance ‘behind’ these perceptions is by its very nature not the object of
any possible perception.
In the recent history of philosophy, this line of questioning sent Berkeley
to idealism, the view that there are no material substances, only ideas,
although idealism does not yet appear as such in the Hegelian hierarchy of
knowledge. In Hegel’s terms, substance would be an “unconditioned
universal,” that is, not experienced through the senses. As such, it cannot
be an aspect of perception. Thus Locke was forced to some rather ad hoc
stipulations to explain how we can make the inference to substance and
Hume insisted that we could not justifiably make such inferences in
philosophy. Moreover, there was the question, unanswered and even
unasked by the traditional empiricists, how the various properties
perceived were in fact unified as the properties of an object. Since that
general view of knowledge which Hegel calls “perception” does not
recognize the extraperceptual, that is, anything but conditioned (sensory)
universals, if we are to understand the unity of objects and the idea that
we actually know objects and not mere clusters of properties we find
ourselves moving on to the next stage of consciousness.
The solution to the problem of unity is provided by the understanding.
The concept of “understanding” here is clearly taken from Kant’s use of
the term and refers to the application of concepts to experience. However,
as Kant uses the term, there is a special focus on a priori or
“unconditioned” concepts, which Kant calls the “categories.” Among
these categories is the category of substance, which is the solution to the
problem of unity. The tree-perceptions have a unity of a tree because of
our employment of the concept of substance. Similarly, problems such as
the coexistence of various objects, the reality of causal interconnections
between perceptions, as well as successions of perceptions, all appear at
this level of the dialectic, to which one might refer as the Kantian level, for
it consists primarily of the conclusions of the Transcendental Analytic of
the first Critique.36 Of central interest in this section is Hegel’s analysis of
the theory of the understanding as culminating in a dual worldview. On
the one hand, there is the world as perceived, and the laws intrinsic to that
perception. On the other hand, there is the world in itself, which is
postulated ‘behind’ this world to ‘explain’ it.
In the understanding, we postulate ‘unconditioned universals’ in our
experience to represent objects in themselves. But Hegel does not adopt
the traditional notion of ‘substance’ for those objects. He prefers a more
dynamic vision of experience, and so calls them as ‘forces’ or ‘powers,’
which are related to the “kingdom of laws” which is Kant’s vision of a
necessarily unified and ordered (phenomenal) world. But while the chapter
called “Force and understanding” is essentially Kantian, it contains a
powerful critique of Kant’s Critique and suggests that the laws of nature
are not merely imposed but inherent in the world itself. In other words,
Hegel rejects the Kantian insistence that we should not look for “the
universal laws of nature in nature” but rather “in the conditions of
possibility of experience.”37 According to Hegel, there is no valid
distinction to be made here. Indeed, Hegel suggests that scientific
explanation might better be understood as a redescription of phenomena.
Again, Kant’s noumenon-phenomenon distinction is fundamentally wrong;
if there is any sense to be made of the notion of “thing-in-itself” it must be
as part of the thing-as-phenomenon. Indeed, “the Understanding in truth
comes to know nothing else but appearance…in fact, the understanding
experiences only itself” (PG, 165; Hegel’s italics). Noumena are not
transcendent to phenomena but immanent in them.
The closing argument of “Force and understanding” and the
“Consciousness” section as a whole consists of one of Hegel’s longest and
most peculiar counterexamples. He postulates a noumenal world which
happens to be an inverted (verkehrte) world. According to Kant, the
world-in-itself is a necessary supposition of the conditions of knowledge
but by its very nature cannot be known. Because knowledge depends on
the human faculties of knowledge, and because we cannot know that our
knowledge is not therefore some distortion of things as they exist
independent of our experience of them, we must, while supposing our
knowledge to be valid, resort to noumenon which very possibly might
have its own principles, different from the world as perceived and known
by us. Kant insists that there is nothing more to be known about the world
in itself, this unknown “x.” But Hegel provocatively goes on to suggest
what the world-as-it-is might be like by suggesting that everything in this
world is ‘unlike’ that in our own. “What is there black is here white, what
by the first law [of phenomena] is in the case of electricity the oxygen pole
becomes in its other supersensible reality the hydrogen pole” (PG, 158).
The two-worlds doctrine is carried to the realm of morality, where Hegel
argues that the two—worlds view destroys the very concept of morality it
is invoked by Kant to protect. For, according to Hegel:
an action which in the world of appearance is a crime would, in the
inner world, be capable of being really good (a bad action be wellintentioned);
punishment is punishment only in the world of
appearance; in itself, or in another world, it may be a benefit for the
criminal.
(PG, 159)
Here we have the first reference to Kant’s morality, which begins with the
crushing criticism of Kant’s summum bonum and his entire two-world
view. The problem, as stated here, is that the summum bonum and Kant’s
morality in general require man and his actions to be considered as
noumenon. A man and his actions are also part of the phenomenal world
where they are evaluated, and Hegel is here briefly pointing out the
problem in applying the phenomenonnoumenon distinction to a man
acting. Why suppose that what we consider punishment to the
phenomenal man will have any such effect on man as noumenon. Here,
even in this first section, we have a clear indication of the continuing
attack of Kant’s moral-religious philosophy that will be the core of Hegel’s
mature writings.
The inverted-world passage is essentially an argument by ridicule, for
what becomes evident is that, if we take Kant’s notion of noumenon
seriously, any sort of nonsense becomes equally intelligible. Either the
noumenal world is just like the phenomenal world, or, not only does it not
make sense to talk about it, but it does not even make sense to suppose
that there might be one. The inadequacy of consciousness, considered in
its entirety, is the inadequacy of Kant’s philosophy, which Hegel considers
the culmination of all modern philosophies before it. The inadequacy of
the understanding as such is a signal to a new move in philosophy, a move
which is not simply new knowledge or a new progression in conciousness,
but which is an entirely new kind of knowledge and a new kind of
consciousness. Insofar as one wishes to interpret the progress of the
Phenomenology along philosophical-historical lines, one might say that
this new stage was initiated implicitly by Kant and made explicit by
Fichte. But the Phenomenology is not intended to be just a history of
philosophy.
Throughout the Phenomenology, Hegel displays similar inadequacies
in one form of consciousness after another, and so we are guided from
one form to another in an ongoing “dialectic,” eventually to reach
“absolute knowing,” which is the all-encompassing overview of all that
has preceded it. The dialectic often proceeds by way of conflict and
confrontation, when one form of consciousness contradicts another.
But it is a misunderstanding of Hegel to think of the dialectic as a
mechanical meeting of “thesis and antithesis,” resolved by a
“synthesis.” That formulation, which comes from Kant, Hegel
explicitly criticizes. The dialectic is rather a complex interplay of
conceptions, some of which are simply improvements on others, some
of which are indeed opposites demanding synthetic resolution, but
others simply represent conceptual dead ends, which indicate a need to
start over. Indeed, it is not at all clear that Hegel’s dialectic is a linear
progression from simplicity to the absolute but rather a
phenomenological tapestry in which a great many (hardly “all”) of the
forms of human experience and philosophy jostle against one another
and compete for adequacy. Within that tapestry, however, can be found
much of the history of Western epistemology and metaphysics, and a
great deal of ethics and social history and the history of religion.
Whether or not Hegel reaches the absolute, as he states so proudly in
his Preface, he gives us an eclectic but systematic philosophy which
boldly demonstrates both the complex life of ideas and the role of
those ideas in defining human history and consciousness.
SELF AND SELF-CONSCIOUSNESS
The Phenomenology makes what might well seem to be an abrupt turn
from consciousness, an essentially epistemological study, to selfconsciousness
and “the truth of self-certainty” and an obscure discussion
of “desire” and “life.” But the historical linkage here is provided by
Fichte, who had charted the move from the theory of knowledge to the
importance of a broad, pragmatic conception of self-knowledge several
years before. Consciousness becomes self-consciousness when it
understands itself as the source of the understanding. To consider the
problems of knowledge alone, without reference to the uses of knowledge
and the psychological-social world in which knowledge functions, is futile.
Thus any adequate conception of knowledge must begin with an
understanding of the living self, which is not first of all epistemic but
needy, full of demands and desires.
“Self-certainty,” like sense-certainty, begins with a commonsense,
cocksure conception of the self—in this case clearly reminiscent of
Descartes’s “I think, therefore I am.” Hegel goes on to show that the self is
not certain at all. To the contrary, in the confusion of desire and the urges
of life the self is confused and desperately seeking in identity. As in the
preceding epistemological chapters, Hegel will bring us from a naive view
to a more complex and sophisticated philosophical standpoint, but in
contrast to the preceding chapters he will now insist that there is an
essentially “practical” dimension to knowledge. But “practical” here
means, as in Kant, the self conceived as a true self, not just the self of
appearances. Accordingly, what emerges in the section on “Selfconsciousness”
is a reappearance of the old dichotomy of appearance and
reality. But instead of rending the world in two, as in the “upside-down”
world, the self is shattered into the most “unhappy” of consciousness.
Following Hegel’s brief opening comments on the supposedly selfcertain
“I” and its relation to desire and life, we find the bestknown and
most dramatic single chapter in the Phenomenology, the parable of the
“master and slave.” The point is to show that selfhood develops not
through introspection but rather through mutual recognition. The self is
essentially social or, more accurately, interpersonal, and not merely
psychological or epistemological. But Hegel is also concerned to speculate
on a certain kind of “natural” relationship between primitive, “strippeddown”
human beings. It is an imaginary situation envisioned by many
philosophers (notably Hobbes and Rousseau) in their hypotheses about
the “state of nature.” Their common assumption is that human beings are
first of all individuals and only later, by mutual agreement, members of
society. Hegel thinks that this assumption is nonsense, for individuality
begins to appear only within an interpersonal context.
The confrontation of two consciousnesses is the key to the masterslave
relationship, which Marx would later take up as a model for his
social theory and Jean-Paul Sartre would borrow as a paradigm for his
analysis of “Being-for-others” in Being and Nothingness. Hegel tells us
that “self-consciousness achieves its satisfaction only in another selfconsciousness”
(PG, 175), and that “Self-consciousness exists in itself
and for itself when and by the fact that it so exists for another; that is, it
exists only in being acknowledged” (PG, 178). These cryptic sentences
are the crux of “self-consciousness”; they spell out for us the first
appearance of Spirit—the recognition of the existence of a universal
consciousness in the primitive form of the recognition of consciousness
other than one’s own. But Hegel is also arguing a radical thesis about the
nature of origin of selfhood. First, there is the suggestion that the concept
of “self-consciousness” or “self-identity” can only arise in confrontation
with others. Hegel’s thesis might thus be construed as the claim that a
person has no concept of self, cannot refer to themselves and cannot say
things about themselves (for example, ascribe states of consciousness to
themselves) until he is shown how to do so by someone else. This thesis
has remarkable affinities with Ludwig Wittgenstein’s and later
P.F.Strawson’s claim that psychological predicates can only be learned
through learning to apply them to someone else.
Second, there is a more modest thesis that one can only develop selfconsciousness,
that is, a particular concept of oneself, through
confrontation with other people. This weaker thesis does not insist that
one cannot have concepts of self-reference before social confrontation but
rather that the particular image one has of oneself is acquired socially, not
in isolation. It is this sort of thesis which occupies much of Sartre’s quasipsychological
efforts in Being and Nothingness. The first claim, that
concerning the concept of self-reference, is not pursued by Hegel, for he
considers self-reference as such to be “merely formal” and “entirely
empty,” hardly worth the title of “self-consciousness” at all. (Compare his
discussion of the “knowledge” of sensecertainty.)38 The second thesis,
however, seems to fit precisely into the overall ambition of the
Phenomenology, to show how an inadequate conception of oneself is
forced into some remarkable and surprising twists and turns.
The first part of the master-slave parable is quite simple and
straightforward: two self-consciousnesses encounter each other and
struggle to “cancel” each other in order to “prove their certainty of
themselves” (their independence and freedom) against the other, who
appears as an independent and therefore limiting being.39 Each selfconsciousness
originally tries to treat the other as object, but finds that the
other does not react as an object. Each demands that the other recognize
them as an independent consciousness. But recognizing another as
independent limits one’s own independence, and each becomes determined
to prove their own freedom and independence. Hegel tells us:
they have not yet exposed themselves to each other in the form of
pure being-for-itself, or as self-consciousness. Each is indeed certain
of its own self, but not of the other, and therefore its own selfcertainty
still has no truth.
(PG, 186)
Hegel suggests that it is solely by risking one’s life that such a truth is
established, and, indeed, the two self-consciousnesses fight (almost) to the
death. The other must be “cancelled” because their otherness contradicts
one’s view as self-conscious, free, and independent. However, it becomes
clear that the role of the other in this life-and-death struggle is not only
that of a threat or purely destructive. The recognition by the other of one’s
self is at the very crux of the conflict. Thus it is gaining the recognition of
the other that is the point of the battle, not the extinction of the other.
Hegel says that “trial by death does away with the truth which was
supposed to issue from it, and so, too, with the certainty of self generally”
(PG, 188). Thus Hegel argues that self-consciousness requires the presence
of another for one’s own self-consciousness. In fighting for recognition,
each tries to save their own life, but each tries also, if possible, to preserve
the life of their opponent. If one consciousness is victor, and neither loses
their life, then one becomes a consciousness “for itself,” independent, a
master, while the other becomes a consciousness ‘for another,” a slave
whose essence, Hegel comments, is “life,” suggesting that all that the slave
has salvaged, at least for the moment, is their life.
The lord or master “is the consciousness that for itself, which is
mediated with itself through another consciousness” (PG, 190). But the
master, although self-sufficient in the sense of having the slave dependent
on him, is also dependent on this dependence. Because the master
maintains the power, they are the master, but because they are now selfsufficient
only through the industry of the slave, they are also dependent
on the slave. Hegel stresses the importance of a Lockean relationship to
“the thing”—presumably land, food, or some craft—which the slave has
immediately (“he labours upon it”) but “the master only mediately, except
that he gets the enjoyment of it” (ibid.). In the course of the dialectic, the
slave, because of their direct relation to the thing, becomes self-sufficient,
while the master, because of their dependence on the slave, becomes
wholly dependent. (From this reversal Marx is to take his central theses of
class struggle and the ultimate degeneration and self-destruction of the
economic master classes.) Furthermore, the problem of the continued need
for the recognition of the other breeds a further instability into this
relationship. The master, who depends on the slave for the recognition
that they are indeed the master, now finds that the slave is a totally
dependent creature without an independent will, incapable of giving them
the recognition of an independent other. The slave, in other words,
becomes a “yes-man,” whose recognition is irrelevant precisely because it
is coerced.
In the master-slave relationship, we first see the striving for freedom
of Spirit, the ultimate truth of self-consciousness. In the master-slave
relationship, we see only the inadequacy of the attempt to derive this
truth from human relationships which treat persons as independent and
opposed. Hegel will go on to argue that the way to freedom, the goal
of self-consciousness, lies not in such relationships but in the direction
of increased civilization. Rousseau had famously argued that society
takes a man and turns him into a citizen. For Hegel, too, individual
freedom will be found not in isolated independence but in citizenship.
But none of this, the explicit recognition of Spirit, appears in the
section on “Self-consciousness.” The master-slave relationship rather
gives way to the wholesale rejection of the master-slave situation and
the mutual dependency it entails, denying all external reality and
rejecting all action as meaningless. Here Hegel locates the impressive
philosophy of Stoicism, which flourished in the ancient world for more
than 600 years. The Stoic rejects both slavery and mastery, and Hegel
makes much of the fact that two of the leading Stoics, Epictetus and
Marcus Auelius, were a slave and the master of the Roman Empire
respectively (PG, 197–203). In an even more extreme form, selfconsciousness
attempts to get beyond the frustrations of the masterslave
relationship by taking everything as meaningless, which Hegel
interprets along the lines of the ancient (not the modern) philosophy of
Skepticism (PG, 204–5). Ultimately, the contradictions or disharmonies
of all possible forms of self-consciousness become explicit in a selfconsciousness
that is so alienated that it conceives of itself as nothing,
or as worse than nothing, in contrast to a holy ideal before which it
humbles itself. This unhappy consciousness is the primitive Christian
ascetic who believes himself to be both part of this world and
essentially divine, but the “creature of the flesh” and the “soul before
God” cannot coexist (PG, 206–30). The master-slave relationship,
which became an impossible relationship between two people, here
becomes internalized in a single schizoid individual. A decade after
Hegel’s death, Hegel’s Danish critic Søren Kierkegaard would return to
this disharmonious Christian for his “knight of resignation.” Where
Kierkegaard will insist that this incomprehensible schizophrenia is a
necessary condition for Christianity, however, Hegel insists that we go
beyond this internalized master-slave relationship with its self
flagellation and self-denial. At the very end of the discussion of the
“unhappy consciousness” and the section on “Self-consciousness,”
Hegel anticipates a new and happier conception of Christ and
Christianity, but not through self-consciousness alone. It is rather in
“the idea of Reason, of the certainty that, in its particular individuality,
it has being absolutely in itself, or is all reality” (PG, 230; Hegel’s
italics).
REASON AND SPIRIT
Rational consciousness is the goal of the Phenomenology, a final
“unification of the diverse elements in its process” and “the consciousness
of the certainty of being all truth” (PG, 231). Reason resolves by
harmonizing and elevating (autheben) the disharmonies between self and
others, between God and man, between morality and personal inclination,
between nature and knowledge. The Spirit of Absolute Knowing is both
immanent God and human society. It is also nature, which one might
think of as the material aspect of Spirit. There is no separating God from
nature or from man and it is folly to separate freedom from nature, reason
from passion, or morality from society, as Kant seemed to have done in his
philosophy. Reason in the Phenomenology marks the synthesis of a
number of conflicts that have been introduced in the dialectic of the
Phenomenology itself, the inadequacies of traditional epistemological
thought, the resolution of the master-slave relationship, and interpersonal
conflict (including the internalized conflict of the unhappy consciousness);
and, most ambitious of all, the Phenomenology is Hegel’s first attempt to
integrate and harmonize all human forms of consciousness and find the
proper conceptual place for each of them.
The long section on “Reason”—considerably more than two-thirds of
the Phenomenology—appears to have no organizing principle or
straightforward argument, such as one can discern in the first two sections
on “Consciousness” and “Self-consciousness.” The first part of the section
is a lengthy discourse on the philosophy of nature, including what we
would now call the philosophy of science, and it culminates in a
particularly peculiar discussion of the oddball sciences of physiognomy
and phrenology, the claims that personality and deep psychology can be
“read” from certain facial features or the bumps on a person’s skull. What
occupies Hegel throughout the entire discussion, however, is an attempt to
emphasize the nature of the organic, rejecting the familiar Cartesian
divisions of mind and body, “inside” and “outside,” and the reductionist
conceptions of nature. The argument about faces and skulls is not so much
a defense of dubious sciences as it is a defense of the integration of our
conceptions of psyche and expression, much as he had argued for the
organic integrity of nature earlier in the discussion.40
Immediately following this discussion we find ourselves suddenly
steeped in certain perennial questions of ethics, “the actualization of
rational self-consciousness through its own activity” (PG, 347ff.). If there
is a principle of transition here, apart from the holistic impetus that
motivates all of reason, it is not at all easy to discern. In rapid succession,
Hegel considers hedonism, what we would call moral self-righteousness,
and a certain tragic conception of integrity or “virtue,” but the discussion
here seems to follow more or less directly from the unhappy resolution of
self-consciousness. Indeed, one of the more familiar channels of denial for
the unhappy consciousness is the soon jaded road of hedonism. The
predictable reaction, a stubborn asceticism and the rejection of “the way
of the world,” is equally familiar in both literature and life (PG, 381). In
these short chapters, as so often for the rest of the book, Hegel seems to be
incorporating any number of more or less contemporary themes and
controversies, rarely identified as such, from the psychology of Rousseau
to the world-weary asceticism of the Jansenists. Nevertheless a general
theme is perceptible through the details and meanderings, and that is the
inadequacy of any conception of ethics that remains restricted to the
isolated individual. Thus the emphasis in this discussion is on the phrase
“actualization through its [one’s own] activity,” which leads inevitably to
new versions of the frustrated, unhappy, divided consciousness. The
discussion culminates in Kant and a discussion of the categorical
imperative. This is, perhaps, the most enduring argument of the
Phenomenology, some aspects of which are routinely trotted out in
introductory ethics classes as criticism of Kant without recognizing their
source in Hegel. But before we actually get to Kant, Hegel slips in one of
the oddest chapters of the entire Phenomenology, a covert discussion of
university life under the title, “The Spiritual Animal Kingdom and Deceit,
or ‘the Matter in Hand’ itself” (PG, 397–418). To explain just the title
would take several pages, but the upshot of the chapter is as easy to
understand as it is amusing. Professors love to conceive of themselves as
independent individuals, but they really are the ultimate conformists,
utterly dependent on each other and on their mutual opinions of one
another. Whereas the unhappy independent spirits of the “Actualization”
chapter erred in their efforts to remain wholly isolated, the rather selfsatisfied
creatures in the “academic zoo” simply pretend to be isolated and
independent, whereas in fact they are nothing of the kind. It is from here
we suddenly leap into the ethical thinking of the greatest professor of all
academic zoos, Immanuel Kant. For he, too, likes to feign an autonomy
that is more imagined than actual.
Ever since Kant, autonomy has been the watchword of ethics.
Autonomy is the ability of each of us, as rational creatures, to ascertain
for ourselves what is right and, in words drawn from Rousseau, impose
the moral law on ourselves. Ethics in general and Kant’s categorical
imperative in particular concern the recognition of our moral autonomy.
Indeed, one of the three formulations of the categorical imperative appeals
explicitly to the notion of autonomy.41 But Hegel criticizes this notion of
autonomy, and he does so on two different grounds. The arguments are
quite succinct, perhaps because Hegel had already published them at
length elsewhere.42 The primary criticism, still the focus of much critical
discussion today, is the illusory nature of Kant’s moral self, which is no
particular self with no particular properties but simply a confused
abstraction from the social life of bourgeois or bürgerlich Prussian
morality (PG, 419f.). Moreover, the basic Kantian distinction between
reason and the “inclination” unwisely divides the moral self in two and
gives unwarranted precedence to formal laws rather than particular moral
contexts (PG, 425f.). But those formal laws, Hegel argues (like our best
undergraduates today), cannot be so readily applied to our concrete, often
ambiguous everyday situations. There is no satisfactory criterion for
“testing laws,” as Kant had argued; there are only the ad hoc stipulations
of the “maxim” of one’s actions such that the moral law can be made to
fit as needed (PG, 429–37). But behind these brief hit-and-run attacks on
Kant, Hegel has an alternative conception of ethics, which will soon
appear. What he really objects to is the bogus individualism and a priori
universality of Kant’s notion of morality (Moralität). In its place, he will
emphasize the social foundations of ethics, or Sittlickkeit, much as he had
in his first youthful essay on Greek folk religion over a decade before.
The notion of Sittlichkeit stands at the center of Hegel’s ethics, and
with it we are finally informed that we are now on the home ground of
Spirit. The master-slave relation may have in some sense appeared to be a
social encounter, if by that one means only the joint appearance of two or
more mutually aware creatures, but society and the social are much more
than a collection of individuals. They presuppose mutual attachments and
dependencies—just those attachments and dependencies that those
antagonistic self-consciousnesses denied. They presuppose a sense of
community, a shared identity. Ethics, in other words, is based on
community values, on shared customs (Sitte), not autonomy. And reason,
in Hegel’s philosophy, refers not to that abstract a priori ability to
calculate and deliberate so much as the very concrete conception of oneself
as part of the whole. Reason is not an individual “faculty” but a social
process. And ethics as an exercise of practical reason means not working it
out for oneself so much as understanding one’s duties and obligations to
one’s community.
But, of course, there are different communities, with different customs,
and sometimes these communities come into conflict. Nothing could have
been more evident to Hegel, who as he wrote watched the tragedy of
Europe tearing itself apart in the name of competing ideologies, just as
Germany had torn itself apart many years before in the name of what
would appear from a distance to be a couple of theological nuances.43
Thus the upshot of Hegel’s philosophy and the grand hope of the
Phenomenology, announced with great fanfare in the Preface, is the birth
of a new, international world, in which cultural differences might be
preserved but the harmony of the whole would be assured. But this is
getting ahead of ourselves. At this point in the Phenomenology, Sittlichkeit
has just appeared, and it is immediately rent apart by tragedy. Within
communities, as well as between them, conflict is always possible. And as
so often in Hegel’s writing, particular conflicts have great philosophical
consequences. At this juncture, Hegel chooses to write about Sophocles’
tragedy Antigone, one of his favorite plays (which he would discuss at
length again in his Philosophy of Right, fifteen years later). The point of
the play is taken to be the clash of two sets of laws, human and divine.
The divine law, defended by Antigone, is the law of the primitive tribe,
blood law, the ultimate sanctity of the family. The human law, or what
would later become civil law, was represented by Creon, the king. In the
battle over the burial of Antigone’s brother, required by sacred law but
prohibited by Creon, the two laws meet in mortal conflict within the
individual person Antigone. She is simultaneously embedded in two
societies, the “divine” tribal society of her family, in which family duty
and honor were all, and civil society in which law and obedience were
essential. Her individual case is tragic and unresolvable, but the movement
of history and the dialectic provide a resolution to the conflict which was
not available for the tragic heroine. With the development of modern civil
society, individuals and families are integrated under the law of the land.
Hegel then goes on to speculate on the development of civil society and
the concept of culture, as he would again in his Philosophy of Right.44 He
discusses the Enlightenment as the embodiment of a false because antispiritual
effort to build a truly universal society, and he introduces the
almost current-events topic of the French Revolution and in particular the
Terror of 1793–4 and the character of Robespierre as something of a
reductio ad absurdum argument against the Enlightenment pretense of
pure reason against the more humble security of traditional spirituality
and community. And at this point Kant comes back into the dialectic, not
Kant of the categorical imperative but the Kant who defended the
religious “postulate” of “the moral worldview” and the grand teleology of
the third Critique. According to Hegel, Kant had earlier argued for the
importance of autonomy and his narrowly described notion of morality
only at a terrible cost, a one-sided picture of man as separated from nature
and his own desires and happiness, concerned only with the imperatives of
duty. Hegel now argues (as he had in his earlier writings) that morality
and happiness cannot be separated: “enjoyment lies in the very principle
of morality.” Hegel thus restates what Kant called the summum bonum as
a necessary condition for morality: “The harmony of morality and nature,
or… the harmony of morality and happiness, is thought of as necessarily
existing” (PG, 599). This “harmony of morality and objective nature”
Hegel refers to as “the final purpose of the world” (PG, 604). Postulation,
however, is not proof, and Kant’s belief in a divine moral Legislator and
the Kingdom of Heaven, his “postulates of practical reason,” cannot be
left to mere postulation. Thus the dialectical movement fron Kant’s ethics
to religion is an attempt to broaden the field of ethics and get away from
Kant’s overly restrictive notion of duty and the ultimately self-defeating
distinction between duty and reason on the one hand and the inclinations,
including both the moral sentiments and the pursuit of happiness, on the
other. In the Phenomenology, as in his early writings, Hegel suggests that a
more sophisticated and harmonious conception of morality can be found
in Sittlichkeit, but now expanded to global and even cosmic proportions.
After one final, unusually harsh attack on Kant, Hegel resurrects the early
Christian ideal of conscience, in which, he argues (following Fichte), the
commands of duty and the incentives of the inclinations are synthesized.45
Conscience acts on implicit principle, yet it is also specific to particular
situations. It is individual yet derivative of a person’s upbringing in society.
Conscience finds its living ideal in the figure that Hegel identifies as the
“beautiful soul,” a holy figure whose “pure goodness” makes them “lose
contact with social reality.” One immediately thinks of Dostoevsky’s
Prince Myshkin (The Idiot), or more aptly, it is the conception of the
historical Jesus who best characterizes the beautiful soul and the perfect
voice of conscience. It is the person of Jesus who moves the dialectic to
that penultimate level of consciousness known as religion (PG, 632–71).
“The concept of Religion,” according to Hegel, “is the consciousness
that sees itself as Truth” (PG, 677). After a brief excursion through
primitive and ‘artistic’ religious consciousness, Hegel brings us back to
Christianity, whose Judaic origins have already promoted the conception
of God as Spirit, but an objective or transcendent Spirit, “out there.”
What Christ represents, according to Hegel, is not a concrete
manifestation of God in the form of one man. Christ is rather the symbol
of the conception that God and all men are a unity. That spirit is
“substance and subject as well” means that the Christian Spirit and we
ourselves are the same (PG, 18, 748). Here is the resolution of the
disharmony between man and God which had caused Hegel to renounce
Christianity in his early writings, but it is not to be thought that this is an
unambiguous endorsement of traditional Christianity either. Christianity
has failed to become Absolute Truth, according to Hegel, because it has
become obsessed with figurative thinking in stories and pictures. To
become Absolute Truth, Christianity must reject such thinking and
become wholly conceptual. Needless to say, this entails a rejection of
many of the teachings and most of the ritual storytelling of the Christian
church. The Absolute Knowing of the Phenomenology can thus be
interpreted as a reconceptualization of the basic themes of Christianity.
But it is, apart from its trinitarian jargon, a notoriously weak vision of
Christianity.46 The insistence that Christianity become totally conceptual
does not mean that it must dispense with any content, but its content is
ultimately the content of the Phenomenology rather than the theological
constructs that Hegel occasionally imitates but just as often lampoons. It
has been said that the end and the purpose of the Phenomenology and the
justification and end of all human activity rest in Hegel’s revised
Christianity, but, as Kierkegaard bitterly points out, this alleged
Christianity is far more Hegelian than Christian. So, too, what Hegel
means by “reason” may be no more than nominally related to what most
philosophers designate by that term. The tricks and twists of the
Phenomenology, not to mention its often impossible language, belie the
claim that this is a work of, indeed the very embodiment of, reason.
Nevertheless, it is a masterpiece of a very different kind, and philosophy
would certainly never be the same without it.
CONCLUSION
Hegel intended his Phenomenology as the “introduction” to a system of
philosophy. It was supposed to establish the standpoint of Absolute
Knowledge from which the system itself could be formulated. That task
occupied Hegel for the rest of his career. The conclusion always seems to
be: We do experience Absolute Reality, but we conceive of it in many
different ways and these various ways can be contrasted, compared, and
fitted into a single, overall system of philosophy. Nietzsche later urged us
to “look now through this window and now through that one,” but where
Nietzsche would insist (against Hegel) on the inevitable conflict and
incommensurability of these various forms of experience, it is Hegel’s
project to show us how they grow from and complement one another as
well as conflict. A sufficiently broad, indeed “absolute”, perspective will
absorb (which is not to say resolve) all of those conflicts as well.
NOTES
1 H.Heine, German Philosophy and Religion, in Werke, Vol. V, trans.
J.Snodgrass (Boston: Beacon, 1959), p. 137.
2 Hegel’s Early Theological Writings, trans. T.M.Knox (Chicago: University of
Chicago Press, 1948). For an excellent treatment of Hegel’s early years and
philosophical development, see H.S.Harris, Hegel’s Development: Towards the
Sunlight 1770–1801 (Oxford: Clarendon Press, 1972).
3 Friedrich Heinrich Jacobi is said to have commented, reading one of Hegel’s
early unsigned academic essays: “I recognize the bad style.” See R.C.Solomon,
In the Spirit of Hegel (Oxford: Oxford University Press, 1983), pp. 147ff.
4 The Difference between Fichte’s and Schelling’s Systems of Philosophy, or
“The Difference Essay,” published in the Critical Journal of Philosophy in the
summer of 1801, English trans. H.S.Harris and W.Cerf (Albany: SUNY Press, 1977).
5 All references to the Phenomenology in this essay are based on the A.V.Miller
translation of Die Phänomenologie des Geistes (Oxford: Oxford University
Press, 1977), henceforth referred to as PG; citation numbers refer to
paragraph numbers, not pages. My account of the Phenomenology is based on
two earlier treatments in R.C.Solomon, From Rationalism to Existentialism
(New York: Harper & Row, 1972; Savage, Md: Rowman & Littlefield, 1992),
and, at much greater length, In the Spirit of Hegel, op. cit.
6 Among the fans of the third Critique were the great German poet Goethe, his
equally talented playwright friend Friedrich Schiller, author of Letters on the
Aesthetic Education of Mankind (1795), and many of the young romantics of
the day.
7 Fichte, Wissenschaftslehre; Schelling, System of Transcendental Idealism; see
Daniel Breazeale’s excellent introduction to these works in Chapter 5, “Fichte
and Schelling: the Jena period.”
8 The notion of “truth” employed here was obviously not strictly an
epistemological notion, but one based on the original German root “Wahr”
(like “treowe” in Old English and “veritas” in Latin) which means genuine,
not simply “true to the facts.” See Hegel’s own etymology of “truth” in his
Encyclopedia, Logic, trans. W.Wallace (Oxford: Oxford University Press,
1892), 24, p. 172, where he distinguishes philosophical truth (Wahrheit) from
mere “correctness” (Richtigkeit); and my analysis in “Hegel: truth and selfsatisfaction,”
in R.C.Solomon, From Hegel to Existentialism (Oxford: Oxford
University Press, 1987), pp. 37–5 5.
9 Nietzsche once wrote that “Kant’s joke” was the defense of the common man
in language that the common man could not possibly comprehend.
10 Harris, op. cit., pp. 258–310; J.Hoffmeister, Hølderlin und Hegel in Frankfurt
(Tübingen, 1931).
11 See Harris, op. cit., p. 140; and Solomon, In the Spirit of Hegel, op. cit., pp.
115–16.
12 Notably, in the work of Johann Herder, F.H.Jacobi, and Kant’s close friend,
Hamann. See Lewis White Beck’s discussion of this period in Chapter 1,
“From Leibniz to Kant,” esp. his discussion of the Spinoza dispute, pp. 28–32.
13 Hegel defended such a position in the Phenomenology, ch. 6B, but evidently
held it much earlier. See Harris, op. cit., e.g. pp. 140, 299. Years later,
Nietzsche caught the German attitude with a quip against utilitarianism:
“Man does not live for pleasure: only the Englishman does.”
14 Knox, op. cit., and in Harris, op. cit., pp. 488ff.
15 Notably, “Hegel’s Tübingen essay” of 1793, trans. in Harris, op. cit.; and his
notoriously hostile “The Positivity of Christianity” (1795), in Knox, op. cit.
16 Harris, op. cit., pp. 504–5. Cf. Kierkegaard, Hegel’s posthumous nemesis:
“The way of objective reflection makes the subject accidental.” Concluding
Unscientific Postscript, trans. W.Lowrie (Princeton: Princeton University Press,
1941), p. 173.
17 Harris, op. cit., p. 499.
18 Ibid.; also Hegel, “The Spirit of Christianity and its Fate,” in Knox, op. cit.,
pp. 182–301.
19 Hegel, Critique of Practical Reason; Religion within the Bounds of Reason
Alone.
20 Hegel, “Positivity” essay, op. cit., p. 68.
21 Hegel, “The Life of Jesus,” also written in 1795.
22 A theme he clearly borrowed from Lessing’s Education of Mankind, which he
read in 1787 and again in 1793. See W.Kaufmann, Hegel: A Re-examination
(New York: Doubleday, 1966), pp. 67f. Hegel, “The Spirit of Christianity and
its Fate,” op. cit., markedly shows this change of temper.
23 See also Hegel’s fragment on “Love,” in Knox, op. cit., pp. 302–8.
24 Hegel, “Positivity” essay, op. cit., pp. 185–7; Solomon, In the Spirit of Hegel,
op. cit., pp. 142–3. Cf. Nietzsche’s later argument in On the Genealogy of
Morals, Book I, trans. W.Kaufmann (New York: Random House, 1967).
25 Quoted from Solomon, In the Spirit of Hegel, op. cit., pp. viii–ix. See also Leo
Rauch’s discussion of Hegel on “Spirit” in Chapter 8, “Hegel, Spirit, and
Politics.”
26 Quoted in Kaufmann, op. cit., p. 366.
27 PG, 16. Hegel denied making personal reference to Schelling in that comment
and in a crack about “monochromatic” and “schematizing formalism” a bit
later (PG, 51–2); but compare his only somewhat more diplomatic comments
on Schelling in his later Lectures on the History of Philosophy. “His defeat is
that the idea in general [is] not shown forth and developed through the
concept [Begriff],” p. 242. He also distinguishes himself from Spinoza’s
pantheism—a dangerous position to be associated with in those days—in his
Encyclopedia, op. cit., p. 573.
28 See my “Hegel’s Concept of Geist,” in Solomon, From Hegel to
Existentialism, op. cit., pp. 3–17.
29 See Leo Rauch, Chapter 8.
30 The “concept” is opposed to “intellectual intuition” and represents an
argumentative or “dialectical” conception of philosophy compared to the
emphasis on mystical insight that fascinated many of the romantic
philosophers. Just after the publication of the Phenomenology, Schelling wrote
to Hegel: “I confess that I do not comprehend the sense in which you oppose
the concept to intuition. Surely you do not mean anything else by it than what
you and I used to call the idea, whose nature it is to have one side which is
concept and one from which it is intuition” (from Munich, 2 November
1807).
31 For Hege’s mature notion of “the self-development of the concept,” see
Willem deVries’s acount in Chapter 7, “Hegel’s logic and philosophy of
mind.”
32 See Daniel Bonevac’s discussion of Kant’s first Critique in Chapter 2, “Kant’s
Copernican Revolution.”
33 I have suggested elsewhere that one could begin the route traced in the
Phenomenology at any number of different starting points and, presumably,
cover much of the same territory and arrive at the same conclusion. Solomon,
In the Spirit of Hegel, op. cit., ch. 4C, pp. 235ff.
34 One of the most outspoken advocates of this attack on epistemology today is
Richard Rorty, who perhaps gives too little credit to Hegel in this regard.
Despite his systematic pretensions, Hegel would seem to be a much more
palatable ancestor than Heidegger, for example. See Rorty, Philosophy and the
Mirror of Nature (Princeton: Princeton University Press, 1977).
35 Cf. Nietzsche, “How the True World’ Finally Became a Fable,” in Twilight of
the Idols, trans. W.Kaufmann, The Viking Portable Nietzsche (New York:
Viking, 1954), pp. 485f
36 Again, see Daniel Bonevac’s chapter on the first Critique, Chapter 2.
37 Kant, Prolegomena to Any Future Metaphysics (Indianapolis: Bobbs-Merrill,
1950), p. 66.
38 An extended discussion of this empty self-reference can be found in Part III of
the Encyclopedia, op. cit.
39 This conception of the individual as essentially independent but limited by
others cornes to Hegel from Jean-Jacques Rousseau, who influenced Hegel in
many ways as much as he influenced Kant.
40 PG, 309ff. See A.Maclntyre, “Hegel on Faces and Skulls,” in Maclntyre (ed.),
Hegel (New York: Doubleday, 1972).
41 See Don Becker, Chapter 3, “Kant’s moral and political philosophy.”
42 In Hegel’s essay on “Natural Law” in the 1802–3 volume of the Critical
Journal and in his System of Sittlichkeit based on the lectures of that same
period, trans. H.S.Harris and T.M.Knox (Albany: SUNY Press, 1979).
43 Cf. Hølderlin: “I can think of no people as torn apart as the Germans…. Is it
not like a field of battle where hands and arms and other limbs lie scattered in
pieces while the blood of life drains into the soil?” Hyperion, trans. W.Trask
(New York: Ungar, 1965).
44 See Leo Rauch, Chapter 8, on Hegel’s social and political philosophy.
45 PG, 625. Cf. Fichte, Science of Ethics, pp. 15off., and his Vocation of Man,
pp. 136, 154, both in Science of Logic (Wissenschaft), trans. P.Heath and
J.Lachs (New York: Appleton-Century-Crofts, 1970).
46 See my “Secret of Hegel,” in Solomon, In the Spirit of Hegel, op. cit., ch. 10.
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