The Securities and Exchange Commission, the primary federal regulatory agency of the securities industry. The New York Times Financial Glossary
————
Securities and Exchange Commission (SEC)
The Federal agency with responsibility for regulating financial exchanges for cash instruments. American Banker Glossary
————
————
U.S. Securities and Exchange Commission. The SEC was established to protect investors and maintain the integrity of the securities markets. Chicago Mercantile Exchange Glossary
————
The Securities and Exchange Commission. This is the US government agency which has responsibility for regulating the securities industry. The SEC also has responsibility for regulating certain areas concerning derivatives, namely stock options, stock index derivatives, currency transactions undertaken on exchanges and the Chicago Board Options Exchange ( CBOE). Dresdner Kleinwort Wasserstein financial glossary
————
The Securities and Exchange Commission, established by Congress to protect investors in securities transactions. Exchange Handbook Glossary
————
Securities & Exchange Commission (SEC)
The primary regulator for all the securities industry in the US. Its responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative practices in the securities markets. Financial Services Glossary
* * *
abbreviation for Securities and Exchange Commission
* * *
Securities and Exchange Commission The US regulatory body responsible for overseeing and administering rules associated with all sectors of the securities industry. Its main aim is to protect investors and maintain the integrity of the markets by full public disclosure.
■ www.sec.gov ■
Financial and business terms. 2012.